TRIAD MEDICAL INC 3
3 · TRIAD MEDICAL INC · Filed Dec 18, 1997
Insider Transaction Report
Form 3
No transactions or holdings reported in this filing.
Footnotes (3)
- [1]Shares are beneficially owned by PENMAN Private Equity and Mezzanine Fund, L.P. ("PENMAN"). Mr Pennington, a director of TRIAD Medical Inc., is the managing general partner of PENMAN Asset Management, L.P., the general partner of PENMAN. Mr. Pennington disclaims beneficial ownership of such shares.
- [2]Shares are issuable on exercise of warrant held by PENMAN. Mr Pennington disclaims beneficial ownership of such shares.
- [3]Options become exercisable as to 25% of such shares six months after the pricing date of the registration statement relating to the Company's initial public offering and as to 25% of such shares on each anniversary of that date.