Home/Filings/4/0000891839-04-000116
4//SEC Filing

GENESEE & WYOMING INC 4

Accession 0000891839-04-000116

CIK 0001012620operating

Filed

Aug 8, 8:00 PM ET

Accepted

Aug 9, 4:49 PM ET

Size

25.2 KB

Accession

0000891839-04-000116

Insider Transaction Report

Form 4
Period: 2004-08-05
Transactions
  • Award

    Class A Common Stock, $.01 par value

    2004-08-05+2,0002,000 total
Holdings
  • Phantom Stock Units

    Exercise: $0.00Class A Common Stock, $.01 par value (1,708.49 underlying)
    1,708.49
  • Phantom Stock Unit

    Exercise: $0.00Class A Common Stock $.01 par value (723.1 underlying)
    723.1
  • Stock Option (Right to Buy)

    Exercise: $13.31Exp: 2012-01-10Class A Common Stock, $.01 par value (3,375 underlying)
    3,375
  • Phantom Stock Unit

    Exercise: $0.00Class A Common Stock, $.01 par value (650.29 underlying)
    650.29
  • Stock Option (Right to Buy)

    Exercise: $8.22From: 2004-01-11Exp: 2011-01-10Class A Common Stock, $.01 par value (6,750 underlying)
    6,750
  • Phantom Stock Unit

    Exercise: $0.00Class A Common Stock $.01 par value (481.09 underlying)
    481.09
  • Phantom Stock Unit

    Exercise: $0.00Class A Common Stock, $.01 par value (888.48 underlying)
    888.48
  • Phantom Stock Unit

    Exercise: $0.00Class A Common Stock $.01 par value (822.67 underlying)
    822.67
  • Phantom Stock Units

    Exercise: $0.00Class A Common Stock, $.01 par value (2,481.93 underlying)
    2,481.93
  • Phantom Stock Unit

    Exercise: $0.00Class A Common Stock, $.01 par value (513.7 underlying)
    513.7
  • Phantom Stock Unit

    Exercise: $0.00Class A Common Stock, $.01 par value (179.43 underlying)
    179.43
  • Phantom Stock Unit

    Exercise: $0.00Class A Common Stock $.01 par value (450.72 underlying)
    450.72
Footnotes (7)
  • [F1]This restricted stock award was granted under the Genesee & Wyoming Inc. 2004 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3.
  • [F2]This option was previously reported by the Reporting Person.
  • [F3]This option was previously reported. The Reporting Person can exercise the option as follows: 1,125 shares on 1/11/03, 1,125 shares on 1/11/04 and 1,125 shares on 1/11/05.
  • [F4]This option was previously reported. The Reporting Person can exercise the option as follows: 1,125 shares on 1/11/04, 1,125 shares on 1/11/05 and 1,125 shares on 1/11/06.
  • [F5]These aggregated Phantom Stock Units were previously reported by the Reporting Person. The Units were credited to the Reporting Person's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Units are to be settled in the Issuer's Common Stock on a deferred basis pursuant to the Reporting Person's prior election.
  • [F6]This Phantom Stock Unit was previously reported by the Reporting Person. The Unit was credited to the Reporting Person's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to the Reporting Person's prior election.
  • [F7]This Phantom Stock Unit was previously reported by the Reporting Person. The Unit was credited to the Reporting Person's account under the Issuer's 2004 Omnibus Incentive Plan. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to the Reporting Person's prior election.

Issuer

GENESEE & WYOMING INC

CIK 0001012620

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001012620

Filing Metadata

Form type
4
Filed
Aug 8, 8:00 PM ET
Accepted
Aug 9, 4:49 PM ET
Size
25.2 KB