GENESEE & WYOMING INC·4

Aug 9, 4:49 PM ET

GENESEE & WYOMING INC 4

4 · GENESEE & WYOMING INC · Filed Aug 9, 2004

Insider Transaction Report

Form 4
Period: 2004-08-05
Transactions
  • Award

    Class A Common Stock, $.01 par value

    2004-08-05+2,0002,000 total
Holdings
  • Phantom Stock Units

    Exercise: $0.00Class A Common Stock, $.01 par value (1,708.49 underlying)
    1,708.49
  • Phantom Stock Unit

    Exercise: $0.00Class A Common Stock $.01 par value (723.1 underlying)
    723.1
  • Stock Option (Right to Buy)

    Exercise: $13.31Exp: 2012-01-10Class A Common Stock, $.01 par value (3,375 underlying)
    3,375
  • Phantom Stock Unit

    Exercise: $0.00Class A Common Stock, $.01 par value (650.29 underlying)
    650.29
  • Stock Option (Right to Buy)

    Exercise: $8.22From: 2004-01-11Exp: 2011-01-10Class A Common Stock, $.01 par value (6,750 underlying)
    6,750
  • Phantom Stock Unit

    Exercise: $0.00Class A Common Stock $.01 par value (481.09 underlying)
    481.09
  • Phantom Stock Unit

    Exercise: $0.00Class A Common Stock, $.01 par value (888.48 underlying)
    888.48
  • Phantom Stock Unit

    Exercise: $0.00Class A Common Stock $.01 par value (822.67 underlying)
    822.67
  • Phantom Stock Units

    Exercise: $0.00Class A Common Stock, $.01 par value (2,481.93 underlying)
    2,481.93
  • Phantom Stock Unit

    Exercise: $0.00Class A Common Stock, $.01 par value (513.7 underlying)
    513.7
  • Phantom Stock Unit

    Exercise: $0.00Class A Common Stock, $.01 par value (179.43 underlying)
    179.43
  • Phantom Stock Unit

    Exercise: $0.00Class A Common Stock $.01 par value (450.72 underlying)
    450.72
Footnotes (7)
  • [F1]This restricted stock award was granted under the Genesee & Wyoming Inc. 2004 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3.
  • [F2]This option was previously reported by the Reporting Person.
  • [F3]This option was previously reported. The Reporting Person can exercise the option as follows: 1,125 shares on 1/11/03, 1,125 shares on 1/11/04 and 1,125 shares on 1/11/05.
  • [F4]This option was previously reported. The Reporting Person can exercise the option as follows: 1,125 shares on 1/11/04, 1,125 shares on 1/11/05 and 1,125 shares on 1/11/06.
  • [F5]These aggregated Phantom Stock Units were previously reported by the Reporting Person. The Units were credited to the Reporting Person's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Units are to be settled in the Issuer's Common Stock on a deferred basis pursuant to the Reporting Person's prior election.
  • [F6]This Phantom Stock Unit was previously reported by the Reporting Person. The Unit was credited to the Reporting Person's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to the Reporting Person's prior election.
  • [F7]This Phantom Stock Unit was previously reported by the Reporting Person. The Unit was credited to the Reporting Person's account under the Issuer's 2004 Omnibus Incentive Plan. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to the Reporting Person's prior election.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT