Thome Christopher J. 4

What Happened

• Christopher J. Thome, VP-Finance and CFO of Graham Corp (GHM), had restricted stock units (RSUs) convert into 1,643 shares on 2026-06-04. The conversion is recorded as an exercise/conversion of a derivative (code M) at $0.00 per share (RSUs convert one-for-one).
• To satisfy tax withholding obligations (code F), 608 of those shares were withheld at an implied per-share value of $107.96, totaling $65,640. Net shares received by Thome from this vesting event were 1,035 (1,643 − 608). No open-market sale was reported.

Key Details

• Transaction date: 2026-06-04; Filing date: 2026-06-08 (timely filing).
• Conversion price: $0.00 per share (reflects RSU conversion, not option exercise requiring cash).
• Shares converted/acquired: 1,643; Shares withheld for taxes: 608 (value ~$65,640).
• Net shares retained from this vesting: 1,035.
• Shares owned after transaction: not disclosed in the provided filing text.
• Footnotes: F1-F5 explain these are RSUs that convert one-for-one and detail vesting schedules; F2 confirms shares were withheld to cover tax withholding.
• Transaction codes: M = exercise/conversion of a derivative (RSU conversion); F = shares withheld to pay tax withholding.

Context

• This was a standard vesting/tax-withholding event (award conversion), not an open-market sale or purchase — typically viewed as routine compensation-related activity rather than a directional trade signal.
• The $0.00 conversion price indicates these were RSUs converting to stock rather than stock options requiring an exercise payment. The withholding of shares is a common cashless method to satisfy tax obligations upon vesting.