BAYLAKE CORP·4

Mar 16, 4:53 PM ET

BAYLAKE CORP 4

4 · BAYLAKE CORP · Filed Mar 16, 2016

Insider Transaction Report

Form 4
Period: 2016-03-15
CERA ROBERT J
DirectorChief Executive Officer
Transactions
  • Award

    Restricted Stock Units

    2016-03-15$15.17/sh+5,280$80,0985,280 total
Holdings
  • Common Stock

    46,372
  • Common Stock

    (indirect: By IRA)
    30,350
  • Common Stock

    (indirect: By ESPP)
    2,028
  • Restricted Stock Units

    8,918
  • Restricted Stock Units

    2,935
  • Common Stock

    (indirect: By 401(k))
    15,000
  • Restricted Stock Units

    6,394
  • Restricted Stock Units

    6,263
Footnotes (7)
  • [F1]The aggregate restricted stock units were granted on 3/15/16 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  • [F2]Increased shares reflect vested restricted stock units.
  • [F3]Increased shares reflect shares purchased through an Employee Stock Purchase Plan.
  • [F4]The aggregate restricted stock units were granted on 4/1/12 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  • [F5]The aggregate restricted stock units were granted on 3/19/13 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  • [F6]The aggregate restricted stock units were granted on 3/18/14 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  • [F7]The aggregate restricted stock units were granted on 3/17/15 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.

Documents

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  • 4
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