Insider · CIK 0001256643

CERA ROBERT J

Reports to the SEC for 3 companies · STURGEON BAY, WI

sec.gov

Transactions

Companies

Filings

CIK

0001256643

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-05-24	NICNICOLET BANKSHARES INCD Disposition to Issuer	Director, Co-Chairman, Co-CEO & Co-Pres.	DDisposition to Issuer	−26K sh	—	—	47,218
2016-04-29	NICNICOLET BANKSHARES INCA Award	Director, Co-Chairman, Co-CEO & Co-Pres.	AAward	+26K sh	—	—	25,974
2016-04-29	NICNICOLET BANKSHARES INCA Award	Director, Co-Chairman, Co-CEO & Co-Pres.	AAward	+47.2K sh	—	—	73,192
2016-04-29	NICNICOLET BANKSHARES INCA Award	Director, Co-Chairman, Co-CEO & Co-Pres.	AAward	+6,775 sh	—	—	6,775
2016-04-29	NICNICOLET BANKSHARES INC · Stock Option (Right to Buy)A Award	Director, Co-Chairman, Co-CEO & Co-Pres.	AAward	+8,056 sh	—	—	8,056
2016-04-29	NICNICOLET BANKSHARES INC · Stock Option (Right to Buy)A Award	Director, Co-Chairman, Co-CEO & Co-Pres.	AAward	+10.1K sh	—	—	10,070
2016-04-29	NICNICOLET BANKSHARES INC · Stock Option (Right to Buy)A Award	Director, Co-Chairman, Co-CEO & Co-Pres.	AAward	+5,908 sh	—	—	5,908
2016-04-29	NICNICOLET BANKSHARES INC · Stock Option (Right to Buy)A Award	Director, Co-Chairman, Co-CEO & Co-Pres.	AAward	+7,065 sh	—	—	7,065
2016-04-29	NICNICOLET BANKSHARES INC · Stock Option (Right to Buy)A Award	Director, Co-Chairman, Co-CEO & Co-Pres.	AAward	+6,522 sh	—	—	6,522
2016-03-15	BAYLAKE CORPA Award	Director, Chief Executive Officer	AAward	+5,280 sh	$15.17	+$80.1K	5,280
2016-03-15	BAYLAKE CORPA Award	Director, Chief Executive Officer	AAward	+5,280 sh	$15.17	+$80.1K	5,280
2016-03-15	BAYLAKE CORPF Tax Payment	Director, Chief Executive Officer	FTax Payment	−3,000 sh	$15.17	−$45.5K	47,490
2015-04-01	BAYLAKE CORPA Award	Director, Chief Executive Officer	AAward	+4,459 sh	$12.49	+$55.7K	41,913
2015-03-17	BAYLAKE CORPA Award	Director, Chief Executive Officer	AAward	+6,263 sh	—	—	6,263
2015-03-17	BAYLAKE CORPStock OptionsA Award	Director, Chief Executive Officer	AAward	+14.4K sh	—	—	14,441
2014-10-01	BAYLAKE CORPC Conversion	Director, Chief Executive Officer	CConversion	+10K sh	$5.00	+$50K	30,350
2014-10-01	BAYLAKE CORP10% Convertible Promissory Notes due 2017C Conversion	Director, Chief Executive Officer	CConversion	—	—	—	0
2014-07-01	BAYLAKE CORPC Conversion	Director, Chief Executive Officer	CConversion	+15K sh	$5.00	+$75K	15,000
2014-07-01	BAYLAKE CORP10% Convertible Promissory Notes due 2017C Conversion	Director, Chief Executive Officer	CConversion	—	—	—	0
2014-03-18	BAYLAKE CORPA Award	Director, Chief Executive Officer	AAward	+3,669 sh	—	—	3,669
2014-03-18	BAYLAKE CORPStock OptionsA Award	Director, Chief Executive Officer	AAward	+15.6K sh	—	—	15,644
2013-12-06	BAYLAKE CORPS Sale	Director, Chief Executive Officer	SSale	−1,600 sh	$11.54	−$18.5K	20,379
2013-03-19	BAYLAKE CORPA Award	Director, Chief Executive Officer	AAward	+10.7K sh	—	—	10,658
2013-03-19	BAYLAKE CORPStock OptionsA Award	Director, Chief Executive Officer	AAward	+13.1K sh	—	—	13,081
2013-03-14	BAYLAKE CORPM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+4,460 sh	$4.15	+$18.5K	13,060
2013-03-14	BAYLAKE CORPS Sale	Director, Chief Executive Officer	SSale	−2,300 sh	$9.50	−$21.9K	10,760
2013-03-14	BAYLAKE CORPS Sale	Director, Chief Executive Officer	SSale	−2,160 sh	$9.35	−$20.2K	8,600
2013-03-14	BAYLAKE CORPOption to PurchaseX Exercise of In-Money	Director, Chief Executive Officer	XExercise of In-Money	−4,460 sh	$4.15	−$18.5K	17,836
2012-12-11	BAYLAKE CORPS Sale	Director, Chief Executive Officer	SSale	−400 sh	$7.55	−$3,020	8,600
2012-10-24	BAYLAKE CORPP Purchase	Director, Chief Executive Officer	PPurchase	+900 sh	$7.95	+$7,155	20,350
2012-04-01	BAYLAKE CORPA Award	Director, Chief Executive Officer	AAward	+22.3K sh	—	—	22,296
2012-04-01	BAYLAKE CORPStock OptionsA Award	Director, Chief Executive Officer	AAward	+22.3K sh	—	—	22,296
2012-02-02	BAYLAKE CORPP Purchase	Director, Chief Executive Officer	PPurchase	+1,700 sh	$5.70	+$9,690	19,450
2011-03-15	BAYLAKE CORPA Award	Director, Chief Executive Officer	AAward	+22.3K sh	—	—	22,296
2011-03-15	BAYLAKE CORPStock OptionsA Award	Director, Chief Executive Officer	AAward	+22.3K sh	—	—	22,296
2009-12-31	BAYLAKE CORP10% Convertible Promissory Notes due 2017P Purchase	Director, Chief Executive Officer	PPurchase	—	$50000.00	—	—
2009-09-03	BAYLAKE CORPP Purchase	Director, Chief Executive Officer	PPurchase	+1,000 sh	$3.20	+$3,200	9,000
2009-08-14	BAYLAKE CORP10% Convertible Promissory Notes due 2017P Purchase	Director, Chief Executive Officer	PPurchase	—	$75000.00	—	—
2007-09-14	BAYLAKE CORPP Purchase	Director, Chief Executive Officer	PPurchase	+250 sh	$13.25	+$3,312.5	17,750
2007-08-27	BAYLAKE CORPP Purchase	Director, Chief Executive Officer	PPurchase	+3,445 sh	$12.85	+$44.3K	3,945
2007-05-30	BAYLAKE CORPP Purchase	Director, Chief Executive Officer	PPurchase	+2,000 sh	$14.60	+$29.2K	6,000
2006-11-08	BAYLAKE CORPP Purchase	Director, Chief Executive Officer	PPurchase	+4,000 sh	$15.85	+$63.4K	4,000
2005-10-03	STATE FINANCIAL SERVICES CORPD Disposition to Issuer	Director, Sr. Vice President and COO	DDisposition to Issuer	−9,971 sh	—	—	0
2005-10-03	STATE FINANCIAL SERVICES CORPD Disposition to Issuer	Director, Sr. Vice President and COO	DDisposition to Issuer	−703.533 sh	—	—	0
2005-10-03	STATE FINANCIAL SERVICES CORPStock Option (right to buy)D Disposition to Issuer	Director, Sr. Vice President and COO	DDisposition to Issuer	−1,540 sh	—	—	0
2005-10-03	STATE FINANCIAL SERVICES CORPStock Option (right to buy)D Disposition to Issuer	Director, Sr. Vice President and COO	DDisposition to Issuer	−8,078 sh	—	—	0
2005-10-03	STATE FINANCIAL SERVICES CORPStock Option (right to buy)D Disposition to Issuer	Director, Sr. Vice President and COO	DDisposition to Issuer	−5,770 sh	—	—	0
2005-10-03	STATE FINANCIAL SERVICES CORPStock Option (right to buy)D Disposition to Issuer	Director, Sr. Vice President and COO	DDisposition to Issuer	−23.2K sh	—	—	0
2005-10-03	STATE FINANCIAL SERVICES CORPStock Option (right to buy)D Disposition to Issuer	Director, Sr. Vice President and COO	DDisposition to Issuer	−30.9K sh	—	—	0
2005-10-03	STATE FINANCIAL SERVICES CORPStock Option (right to buy)D Disposition to Issuer	Director, Sr. Vice President and COO	DDisposition to Issuer	−23.9K sh	—	—	0

Recent filings

Accepted (ET)
May 264
NICOLET BANKSHARES INC0001127602-16-053553
SEC(opens sec.gov)
May 34
NICOLET BANKSHARES INC0001127602-16-050898
SEC(opens sec.gov)
Mar 224/A
BAYLAKE CORP0000892712-16-001496
SEC(opens sec.gov)
Mar 164
BAYLAKE CORP0000892712-16-001474
SEC(opens sec.gov)
Feb 95
BAYLAKE CORP0000892712-16-001381
SEC(opens sec.gov)
Mar 194
BAYLAKE CORP0001437749-15-005489
SEC(opens sec.gov)
Oct 24
BAYLAKE CORP0001437749-14-017842
SEC(opens sec.gov)
Jul 14
BAYLAKE CORP0001181431-14-025337
SEC(opens sec.gov)
Mar 204
BAYLAKE CORP0001181431-14-013476
SEC(opens sec.gov)

Companies

Address

PO BOX 9 217 NORTH FOURTH AVENUE

STURGEON BAY, WI, 54235-0009