NETOPTIX CORP 4
4 · NETOPTIX CORP · Filed May 5, 2000
Insider Transaction Report
Form 4
Footnotes (4)
- [1]These securities are directly beneficially owned by Andlinger Capital XIII LLC ("Andlinger Capital"). The Gerhard R. Andlinger Intangible Asset Management Trust (the "Trust") is a majority member of Andlinger Capital. Mr. Andlinger is the sole beneficiary of the Trust and in such capacity, may be deemed to be an indirect beneficial owner of such securities.
- [2]These securities are directly beneficially owned by the Trust. Mr. Andlinger is the sole beneficiary of the Trust and in such capacity, may be deemed to be an indirect beneficial owner of such securities.
- [3]These securities are beneficially owned directly by the Gerhard R. Andlinger Intangible Asset Management Trust, of which Mr. Andlinger is the sole beneficiary.
- [4]These securities are beneficially owned directly by ANC Management Corp. ("ANC"). Mr. Andlinger may be deemed to beneficially own such securities indirectly in his capacity as Chairman of ANC. Nothing in this Form 4 shall be deemed an admission that Mr. Andlinger is, for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended (the "Securities Act") or otherwise, the beneficial owner of any securities reported on this Form 4 in which he does not have a pecuniary interest as calculated pursuant to the rules and regulations promulgated under Section 16 of the Securities Act.