POLAROID HOLDING CO 4
4 · POLAROID HOLDING CO · Filed Feb 17, 2005
Insider Transaction Report
Form 4
JPMORGAN CHASE & CO
10% Owner
Transactions
- Disposition to Issuer
Series A Cumulative Compounding Preferred Stock
2004-12-27$101.69/sh−135,901.25$13,819,798→ 0 total(indirect: See footnotes)
Footnotes (8)
- [F1]Gives effect to the redemption by Polaroid Holding Company of all outstanding shares of its Series A 8.0% Cumulative Compounding Preferred Stock on the redemption date of December 27, 2004.
- [F2]OEP Co-Investors LLC ("OEP Co-Investors") has direct beneficial ownership of 1,621.1 shares of Series A 8.0% Cumulative Compounding Preferred Stock. OEP Co-Investors disclaims beneficial ownership of the 134,280.15 shares of Series A 8.0% Cumulative Compounding Preferred Stock held directly by One Equity Partners LLC.
- [F3]One Equity Partners LLC ("OEP") has direct beneficial ownership of 134,280.15 shares of Series A 8.0% Cumulative Compounding Preferred Stock. OEP disclaims benefical ownership of the 1,621.1 shares of Series A 8.0% Cumulative Compounding Preferred Stock held directly by OEP Co-Investors.
- [F4]OEP Holding Corporation ("OEP Holding") may be deemed to own beneficially and indirectly 135,901.25 shares of Series A 8.0% Cumulative Compounding Preferred Stock by virtue of its control over the managing members of both OEP and OEP Co-Investors. OEP Holding disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
- [F5]Bank One Investment Corporation ("BOIC") may be deemed to own beneficially and indirectly 135,901.25 shares of Series A 8.0% Cumulative Compounding Preferred Stock by virtue of its ownership of all the outstanding capital stock of OEP Holding. BOIC disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
- [F6]JPMorgan Capital Corporation ("JPM CC") may be deemed to own beneficially and indirectly 135,901.25 shares of Series A 8.0% Cumulative Compounding Preferred Stock by virtue of its ownership of all the outstanding capital stock of BOIC. JPM CC disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
- [F7]Banc One Financial LLC ("BOF LLC") may be deemed to own beneficially and indirectly 135,901.25 shares of Series A 8.0% Cumulative Compounding Preferred Stock by virtue of its ownership of all the outstanding capital stock of JPM CC. BOF LLC disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
- [F8]JPMorgan Chase & Co. ("JPMC") may be deemed to own beneficially and indirectly 135,901.25 shares of Series A 8.0% Cumulative Compounding Preferred Stock by virtue of its ownership of all the outstanding capital stock of BOF LLC. JPMorgan Chase & Co. disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.