CAPPELINE GARY A 4
4 · Evoqua Water Technologies Corp. · Filed Feb 27, 2020
Insider Transaction Report
Form 4
CAPPELINE GARY A
Director
Transactions
- Gift
Common Stock
2020-02-26−7,893→ 4,227 total - Gift
Common Stock
2020-02-26+7,893→ 7,893 total(indirect: By Trust)
Footnotes (3)
- [F1]This transaction represents a transfer of shares directly owned by the reporting person to the Gary Cappeline and Vicky Hu Joint Revocable Trust U/A dtd 11/12/2018 (the "Trust"), of which the reporting person and his wife are the trustees and the beneficiaries. This is not a market transaction, thus no price has been reported and no value was received for the transferred shares.
- [F2]This amount consists of 4,227 unvested restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued service as a director of the issuer through the vesting date, these restricted stock units are scheduled to vest on February 18, 2021 and settle within 30 days thereafter.
- [F3]The reporting person beneficially owns these shares indirectly through the Trust.