Lugee Li Yeung Tak 4
4 · LIQUIDMETAL TECHNOLOGIES INC · Filed Oct 15, 2024
Insider Transaction Report
Form 4
Lugee Li Yeung Tak
Director10% Owner
Transactions
- Award
Stock Option (right-to-buy)
2021-12-15+200,000→ 200,000 totalExercise: $0.09Exp: 2031-12-15→ Common Stock Par Value $0.001 (200,000 underlying)
Holdings
- 1,360,150
Common Stock, $0.001 par value per share
- 7,000,000
Stock Option (right-to-buy)
Exercise: $0.13Exp: 2026-05-04→ Common Stock Par Value $0.001 (700,000 underlying) - 10,066,809(indirect: By Liquidmetal Technology Limited)
Common Stock Purchase Warrant
Exercise: $0.07From: 2016-03-10Exp: 2026-03-10→ Common Stock Par Value $0.001 (10,066,809 underlying) - 405,000,000(indirect: By Liquidmetal Technology Limited)
Common Stock, $0.001 par value per share
Footnotes (4)
- [F1]Liquidmetal Technology Limited, a Hong Kong corporation, holds such shares of common stock. Mr. Li is the sole shareholder, executive officer and director of Liquidmetal Technology Limited.
- [F2]Represents an option granted under the Company's 2015 Equity Incentive Plan. The shares covered by the option vest monthly over three years with the option being 100% vested on the third anniversary of the date of grant.
- [F3]Represents an option granted under the Company's 2015 Equity Incentive Plan. The shares covered by the option will vest 20% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the option will vest monthly over 4 years with the option being 100% vested on the fifth anniversary of the date of grant.
- [F4]Liquidmetal Technology Limited holds such common stock purchase warrant. Mr. Li is the sole shareholder, executive officer and director of Liquidmetal Technology Limited.