Earnings Feed
Start Free
Home/Filings/4/0000897069-24-001955
4//SEC Filing

Lugee Li Yeung Tak 4

Accession 0000897069-24-001955

CIK 0001141240other
View on SEC.govCompany Profile

Filed

Oct 14, 8:00 PM ET

Accepted

Oct 15, 4:21 PM ET

Size

17.7 KB

Accession

0000897069-24-001955

Insider Transaction Report

Form 4
Period: 2021-12-15
LIQUIDMETAL TECHNOLOGIES INCLQMT
Lugee Li Yeung Tak
Director10% Owner
Transactions
  • Award

    Stock Option (right-to-buy)

    2021-12-15+200,000→ 200,000 total
    Exercise: $0.09Exp: 2031-12-15→ Common Stock Par Value $0.001 (200,000 underlying)
Holdings

  • Common Stock, $0.001 par value per share

    1,360,150

  • Stock Option (right-to-buy)

    Exercise: $0.13Exp: 2026-05-04→ Common Stock Par Value $0.001 (700,000 underlying)
    7,000,000

  • Common Stock Purchase Warrant

    (indirect: By Liquidmetal Technology Limited)
    Exercise: $0.07From: 2016-03-10Exp: 2026-03-10→ Common Stock Par Value $0.001 (10,066,809 underlying)
    10,066,809

  • Common Stock, $0.001 par value per share

    (indirect: By Liquidmetal Technology Limited)
    405,000,000
Footnotes (4)
  • [F1]Liquidmetal Technology Limited, a Hong Kong corporation, holds such shares of common stock. Mr. Li is the sole shareholder, executive officer and director of Liquidmetal Technology Limited.
  • [F2]Represents an option granted under the Company's 2015 Equity Incentive Plan. The shares covered by the option vest monthly over three years with the option being 100% vested on the third anniversary of the date of grant.
  • [F3]Represents an option granted under the Company's 2015 Equity Incentive Plan. The shares covered by the option will vest 20% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the option will vest monthly over 4 years with the option being 100% vested on the fifth anniversary of the date of grant.
  • [F4]Liquidmetal Technology Limited holds such common stock purchase warrant. Mr. Li is the sole shareholder, executive officer and director of Liquidmetal Technology Limited.

Documents

2 files

Issuer

LIQUIDMETAL TECHNOLOGIES INC

CIK 0001141240

→
Entity typeother

Related Parties

1
  • filerCIK 0001668760

Filing Metadata

Form type
4
Filed
Oct 14, 8:00 PM ET
Accepted
Oct 15, 4:21 PM ET
Size
17.7 KB
View on SEC.gov