4//SEC Filing
Lugee Li Yeung Tak 4
Accession 0000897069-24-001957
CIK 0001141240other
Filed
Oct 14, 8:00 PM ET
Accepted
Oct 15, 4:25 PM ET
Size
10.2 KB
Accession
0000897069-24-001957
Insider Transaction Report
Form 4
Lugee Li Yeung Tak
Director10% Owner
Transactions
- Sale
Common Stock, $0.001 par value per share
2024-10-10$0.16/sh−179,787,888$28,766,062→ 225,212,112 total(indirect: By Liquidmetal Technology Limited)
Holdings
- 200,000
Stock Option (right-to-buy)
Exercise: $0.09Exp: 2031-12-15→ Common Stock Par Value $0.001 (200,000 underlying) - 700,000
Stock Option (right-to-buy)
Exercise: $0.13Exp: 2026-05-04→ Common Stock Par Value $0.001 (700,000 underlying) - 10,066,809(indirect: By Liquidmetals Technology Limited)
Common Stock Purchase Warrant
Exercise: $0.07From: 2016-03-10Exp: 2026-03-10→ Common Stock Par Value $0.001 (10,066,809 underlying) - 1,360,150
Common Stock, $0.001 par value per share
Footnotes (4)
- [F1]Liquidmetal Technology Limited, a Hong Kong corporation, holds such shares of common stock. Mr. Li is the sole shareholder, executive officer and director of Liquidmetal Technology Limited.
- [F2]Represents an option granted under the Company's 2015 Equity Incentive Plan. The shares covered by the option vested 20% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the option vested monthly over 4 years with the option being 100% vested on the fifth anniversary of the date of grant.
- [F3]Represents an option granted under the Company's 2015 Equity Incentive Plan. The shares covered by the option vest monthly over three years with the option being 100% vested on the third anniversary of the date of grant.
- [F4]Liquidmetal Technology Limited holds such common stock purchase warrant. Mr. Li is the sole shareholder, executive officer and director of Liquidmetal Technology Limited.
Documents
Issuer
LIQUIDMETAL TECHNOLOGIES INC
CIK 0001141240
Entity typeother
Related Parties
1- filerCIK 0001668760
Filing Metadata
- Form type
- 4
- Filed
- Oct 14, 8:00 PM ET
- Accepted
- Oct 15, 4:25 PM ET
- Size
- 10.2 KB