4//SEC Filing
Lugee Li Yeung Tak 4
Accession 0000897069-25-000610
CIK 0001141240other
Filed
Mar 13, 8:00 PM ET
Accepted
Mar 14, 5:13 PM ET
Size
10.1 KB
Accession
0000897069-25-000610
Insider Transaction Report
Form 4
Lugee Li Yeung Tak
Director10% Owner
Transactions
- Award
Stock Option (right-to-buy)
2025-03-12+3,000,000→ 3,000,000 totalExercise: $0.04Exp: 2035-03-12→ Common Stock Par Value $0.001 (3,000,000 underlying)
Holdings
- 200,000
Stock Option (right-to-buy)
Exercise: $0.09Exp: 2031-12-15→ Common Stock Par Value $0.001 (200,000 underlying) - 700,000
Stock Option (right-to-buy)
Exercise: $0.13Exp: 2026-05-04→ Common Stock Par Value $0.001 (700,000 underlying) - 10,066,809(indirect: By Liquidmetals Technology Limited)
Common Stock Purchase Warrant
Exercise: $0.07From: 2016-03-10Exp: 2026-03-10→ Common Stock Par Value $0.001 (10,066,809 underlying)
Footnotes (4)
- [F1]The shares covered by the Option shall vest 33.33% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the Option shall vest monthly over 24 months with the Option being 100% vested on the third anniversary of the date of grant.
- [F2]Represents an option granted under the Company's 2015 Equity Incentive Plan. The shares covered by the option vest monthly over three years with the option being 100% vested on the third anniversary of the date of grant.
- [F3]Represents an option granted under the Company's 2015 Equity Incentive Plan. The shares covered by the option vested 20% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the option vested monthly over 4 years with the option being 100% vested on the fifth anniversary of the date of grant.
- [F4]Liquidmetal Technology Limited holds such common stock purchase warrant. Mr. Li is the sole shareholder, executive officer and director of Liquidmetal Technology Limited.
Documents
Issuer
LIQUIDMETAL TECHNOLOGIES INC
CIK 0001141240
Entity typeother
Related Parties
1- filerCIK 0001668760
Filing Metadata
- Form type
- 4
- Filed
- Mar 13, 8:00 PM ET
- Accepted
- Mar 14, 5:13 PM ET
- Size
- 10.1 KB