McCabe Greg 4

4 · TORCHLIGHT ENERGY RESOURCES INC · Filed Apr 6, 2021

Insider Transaction Report

Form 4
Period: 2021-02-01
McCabe Greg
10% Owner
Transactions
  • Conversion

    6% Convertible Promissory Note

    2021-02-010 total(indirect: See Footnote)
    Exercise: $0.38From: 2020-09-18Exp: 2021-05-10Common Stock (4,000,000 underlying)
  • Conversion

    Common Stock

    2021-02-01$1.00/sh+100,000$100,00011,994,769 total
  • Conversion

    Common Stock

    2021-02-01$0.38/sh+4,000,000$1,500,0006,813,480 total(indirect: See Footnote)
  • Conversion

    6% Convertible Promissory Note

    2021-02-010 total
    Exercise: $1.00From: 2020-12-30Exp: 2021-05-10Common Stock (100,000 underlying)
Holdings
  • Common Stock

    (indirect: See Footnote)
    797,099
Footnotes (5)
  • [F1]Mr. McCabe converted the entire principal amount of the $100,000 convertible promissory note issued by the issuer in December 2020 into common stock of the issuer at its conversion price of $1.00 per share, totaling 100,000 shares.
  • [F2]McCabe Petroleum Corporation ("MPC") converted the entire principal amount of the $1.5 million convertible promissory note issued by the issuer in September 2020 (the "MPC Note") into common stock at its conversion price of $0.375 per share, totaling 4,000,000 shares.
  • [F3]On December 22, 2020, Mr. McCabe filed a Form 4 that reported MPC's acquisition of 313,480 shares of common stock on November 11, 2020. That Form 4 incorrectly stated that the amount of securities beneficially owned by MPC following that transaction was 3,126,960 shares of common stock. The correct amount was 2,813,480 shares of common stock.
  • [F4]Mr. McCabe is the sole owner of MPC, the holder of the MPC Note and the shares of the issuer's common stock issued in connection with the conversion thereof.
  • [F5]Mr. McCabe owns 50% of the outstanding membership interests of G Mc Exploration, LLC, which is the record owner of 797,099 shares of the issuer's common stock.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT