4//SEC Filing
KIMBERLIN KEVIN 4
Accession 0000898432-06-000530
CIK 0001139950other
Filed
Jun 12, 8:00 PM ET
Accepted
Jun 13, 3:39 PM ET
Size
7.2 KB
Accession
0000898432-06-000530
Insider Transaction Report
Form 4
KIMBERLIN KEVIN
10% Owner
Transactions
- Purchase
10% Convertible Subordinated Promissory Note due 12/01/2008
2006-06-08$500000.00/sh+500,000$250,000,000,000→ 4,500,000 total(indirect: See Note)Exercise: $2.40→ Common Stock (208,333 underlying)
Footnotes (4)
- [F1]Immediately convertible. Expires upon the maturity date of the Note, currently 12/01/2008, unless extended in writing by the holder.
- [F2]Includes (i) a 10% Convertible Subordinated Promissory Note due 12/01/2008 in the principal amount of $250,000 issued on January 31, 2006; (ii) a 10% Convertible Suboridnated Promissory Note due 12/01/2008 in the principal amount of $500,000 issued on February 13, 2006; (iii) a 10% Convertible Subordinated Promissory Note due 12/01/2008 in the principal amount of $500,000 isssued on February 16, 2006; (iv) a 10% Convertible Subordinated Promissory Note due 12/01/2008 in the principal amount of $500,000 issued on March 21, 2006;
- [F3](v) a 10% Convertible Subordinated Promissory Note due 12/01/2008 in the principal amount of $500,000 issued on April 4, 2006; (vi) a 10% Convertible Subordinated Promissory Note due 12/01/2008 in the principal amount of $750,000 issued on April 18, 2006; (vii) a 10% Convertible Subordinated Promissory Note due 12/01/2008 in the principal amount of $500,000 issued on May 5, 2006; and (viii) a 10% Convertible Subordinated Promissory Note due 12/01/2008 in the principal amount of $500,000 issued on May 23, 2006.
- [F4]Held by Spencer Trask Specialty Group, LLC, a Delaware limited liability company, of which the Reporting Person is the non-member manager and indirectly the principal owner.
Documents
Issuer
Vyteris Holdings (Nevada), Inc.
CIK 0001139950
Entity typeother
Related Parties
1- filerCIK 0000904841
Filing Metadata
- Form type
- 4
- Filed
- Jun 12, 8:00 PM ET
- Accepted
- Jun 13, 3:39 PM ET
- Size
- 7.2 KB