4//SEC Filing
Vyteris Holdings (Nevada), Inc. 4
Accession 0000898432-06-000603
CIK 0001139950operating
Filed
Jul 10, 8:00 PM ET
Accepted
Jul 11, 5:33 PM ET
Size
7.5 KB
Accession
0000898432-06-000603
Insider Transaction Report
Form 4
KIMBERLIN KEVIN
10% Owner
Transactions
- Purchase
10% Convertible Subordinated Promissory Note due 12/01/2008
2006-07-07$200000.00/sh+200,000$40,000,000,000→ 5,200,000 total(indirect: See Note 4)Exercise: $2.40→ Common Stock (83,333 underlying)
Footnotes (4)
- [F1]Immediately convertible. Expires upon the maturity date of the Note, currently 12/01/2008, unless extended in writing by the holder.
- [F2]Includes: (i) a 10% Convertible Subordinated Promissory Note due 12/01/2008 in the principal amount of $250,000 issued on January 31, 2006; (ii) a 10% Convertible Subordinated Promissory Note due 12/01/2008 in the principal amount of $500,000 issued on February 13, 2006; (iii) a 10% Convertible Subordinated Promissory Note due 12/01/2008 in the principal amount of $500,000 issued on February 16, 2006; (iv) a 10% Convertible Subordinated Promissory Note due 12/01/2008 in the principal amount of $500,000 issued on March 21, 2006; (v) a 10% Convertible Subordinated Promissory Note due 12/01/2008 in the principal amount of $500,000 issued on April 4, 2006; (vi) a 10% Convertible Subordinated Promissory Note due 12/01/2008 in the principal amount of $750,000 issued on April 18, 2006; (vii) a 10% Convertible Subordinated Promissory Note due 12/01/2008 in the principal amount of $500,000 issued on May 5, 2006; (continued at footnote 3)
- [F3](footnote 2 continued) (viii) a 10% Convertible Subordinated Promissory Note due 12/01/2008 in the principal amount of $500,000 issued on May 23, 2006; (ix) a 10% Convertible Subordinated Promissory Note due 12/01/2008 in the principal amount of $500,000 issued on June 8, 2006; and (x) a 10% Convertible Subordinated Promissory Note due 12/01/2008 in the principal amount of $500,000 issued on June 26, 2006.
- [F4]Held by Spencer Trask Specialty Group, LLC, a Delaware limited liability company of which the Reporting Person is the non-member manager and indirectly the principal owner.
Documents
Issuer
Vyteris Holdings (Nevada), Inc.
CIK 0001139950
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0001139950
Filing Metadata
- Form type
- 4
- Filed
- Jul 10, 8:00 PM ET
- Accepted
- Jul 11, 5:33 PM ET
- Size
- 7.5 KB