4//SEC Filing
Pfenex Inc. 4
Accession 0000899243-15-000195
CIK 0001478121operating
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 5:37 PM ET
Size
7.1 KB
Accession
0000899243-15-000195
Insider Transaction Report
Form 4
Pfenex Inc.PFNX
Liang Bertrand C.
DirectorChief Executive Officer
Transactions
- Sale
Common Stock
2015-07-01$20.27/sh−200$4,055→ 546,980 total - Sale
Common Stock
2015-07-01$19.60/sh−4,800$94,093→ 547,180 total
Footnotes (3)
- [F1]The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on July 24, 2014.
- [F2]Represents the weighted average share price of an aggregate total of 4,800 shares sold in the price range of $19.1510 to $20.0050 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]Represents the weighted average share price of an aggregate total of 200 shares sold in the price range of $20.1900 to $20.3600 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Documents
Issuer
Pfenex Inc.
CIK 0001478121
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001478121
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 5:37 PM ET
- Size
- 7.1 KB