CHIASMA, INC 4
4 · CHIASMA, INC · Filed Jul 22, 2015
Insider Transaction Report
Form 4
CHIASMA, INCCHMA
Minick Scott
Director
Transactions
- Conversion
Series B1' Preferred Stock
2015-07-21−11,041→ 0 total→ Common Stock (1,209 underlying) - Conversion
Series E Preferred Stock
2015-07-21−250,000→ 0 total(indirect: See Footnote)→ Common Stock (27,376 underlying) - Conversion
Common Stock
2015-07-21+1,209→ 69,375 total - Conversion
Common Stock
2015-07-21+27,376→ 96,751 total(indirect: See Footnote)
Footnotes (2)
- [F1]Each share of the Issuer's Series B1' preferred stock and Series E preferred stock was automatically converted on a 9.132-for-1 basis into common stock immediately prior to the closing of the Issuer's initial public offering. The shares of Series B1' and Series E preferred stock had no expiration date.
- [F2]The securities are directly held by Minick Family Trust ("MFT"). The Reporting Person is the co-trustee of MFT and disclaims beneficial ownership of all shares except to the extent of his pecuniary interest, if any, therein.