4//SEC Filing
Pfenex Inc. 4
Accession 0000899243-15-004366
CIK 0001478121operating
Filed
Sep 1, 8:00 PM ET
Accepted
Sep 2, 4:51 PM ET
Size
7.1 KB
Accession
0000899243-15-004366
Insider Transaction Report
Form 4
Pfenex Inc.PFNX
Liang Bertrand C.
DirectorChief Executive Officer
Transactions
- Sale
Common Stock
2015-09-01$20.98/sh−4,700$98,590→ 537,280 total - Sale
Common Stock
2015-09-01$21.78/sh−300$6,534→ 536,980 total
Footnotes (3)
- [F1]The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on July 24, 2014.
- [F2]Represents the weighted average share price of an aggregate total of 4,700 shares sold in the price range of $20.66 to $21.66 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]Represents the weighted average share price of an aggregate total of 300 shares sold in the price range of $21.74 to $21.80 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Documents
Issuer
Pfenex Inc.
CIK 0001478121
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001478121
Filing Metadata
- Form type
- 4
- Filed
- Sep 1, 8:00 PM ET
- Accepted
- Sep 2, 4:51 PM ET
- Size
- 7.1 KB