Pfenex Inc. 4
4 · Pfenex Inc. · Filed Oct 2, 2015
Insider Transaction Report
Form 4
Pfenex Inc.PFNX
Liang Bertrand C.
DirectorChief Executive Officer
Transactions
- Sale
Common Stock
2015-10-01$14.78/sh−5,000$73,905→ 532,466 total
Footnotes (3)
- [F1]The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on July 24, 2014.
- [F2]Represents the weighted average share price of an aggregate total of 5,000 shares sold in the price range of $14.49 to $14.98 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]Includes 486 shares acquired under the PFNX employee stock purchase plan on August 17, 2015.