4/A//SEC Filing
EMPIRE RESORTS INC 4/A
Accession 0000899243-15-008707
CIK 0000906780operating
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 4:08 PM ET
Size
14.7 KB
Accession
0000899243-15-008707
Insider Transaction Report
Form 4/AAmended
Polle Gregg
Director
Transactions
- Exercise/Conversion
Common Stock, $.01 par value per share
2015-11-18$3.03/sh+5,000$15,150→ 63,334 total - Disposition to Issuer
Common Stock, $.01 par value per share
2015-11-18$4.19/sh−3,616$15,151→ 59,718 total - Disposition to Issuer
Common Stock, $.01 par value per share
2015-11-18$4.19/sh−2,363$9,901→ 60,688 total - Exercise/Conversion
Common Stock, $.01 par value per share
2015-11-18$2.97/sh+3,333$9,899→ 63,051 total - Exercise/Conversion
Stock Option (right to buy)
2015-11-18+5,000→ 0 totalExercise: $3.03Exp: 2015-12-27→ Common Stock, $.01 par value per share (5,000 underlying) - Exercise/Conversion
Stock Option (right to buy)
2015-11-18+3,333→ 0 totalExercise: $2.97Exp: 2016-01-02→ Common Stock, $.01 par value per share (3,333 underlying)
Footnotes (4)
- [F1]The exercise of the option was net settled with the Company and 3,616 shares were withheld to pay the applicable exercise price pursuant to Section 16b-3(e) under the Securities Exchange Act of 1934.
- [F2]The exercise of the option was net settled with the Company and 2,363 shares were withheld to pay the applicable exercise price pursuant to Section 16b-3(e) under the Securities Exchange Act of 1934.
- [F3]The option was fully vested and exercisable as of December 28, 2010.
- [F4]The option was fully vested and exercisable as of October 3, 2011.
Documents
Issuer
EMPIRE RESORTS INC
CIK 0000906780
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000906780
Filing Metadata
- Form type
- 4/A
- Filed
- Nov 22, 7:00 PM ET
- Accepted
- Nov 23, 4:08 PM ET
- Size
- 14.7 KB