4//SEC Filing
FreightCar America, Inc. 4
Accession 0000899243-16-011836
$RAILCIK 0001320854operating
Filed
Jan 14, 7:00 PM ET
Accepted
Jan 15, 5:58 PM ET
Size
23.5 KB
Accession
0000899243-16-011836
Insider Transaction Report
Form 4
BAUN THEODORE W.
SVP Marketing and Sales
Transactions
- Award
Common Stock
2016-01-13+5,108→ 14,487 total - Award
Performance shares
2016-01-13+5,108→ 5,108 total→ Common stock (5,108 underlying)
Holdings
- 7,250
Employee Stock Option (right to buy)
Exercise: $20.69Exp: 2020-02-23→ Common stock (7,250 underlying) - 1,650
Employee Stock Option (right to buy)
Exercise: $30.47Exp: 2018-01-13→ Common stock (1,650 underlying) - 8,300
Employee Stock Option (right to buy)
Exercise: $24.56Exp: 2023-01-18→ Common stock (8,300 underlying) - 16,400
Employee Stock Option (right to buy)
Exercise: $23.40Exp: 2022-01-12→ Common stock (16,400 underlying) - 10,600
Employee Stock Option (right to buy)
Exercise: $29.88Exp: 2021-01-13→ Common stock (10,600 underlying) - 1,000
Employee Stock Option (right to buy)
Exercise: $17.84Exp: 2019-05-12→ Common stock (1,000 underlying) - 14,575
Employee Stock Option (right to buy)
Exercise: $25.55Exp: 2024-01-15→ Common stock (14,575 underlying) - 3,527
Performance shares
→ Common stock (3,527 underlying)
Footnotes (15)
- [F1]Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 13, 2016 and will vest on January 13, 2019. The restricted shares are subject to certain restrictions (including possible forfeiture)
- [F10]On January 13, 2011, the recipient was granted 10,600 options which are fully vested and currently exercisable.
- [F11]On February 23, 2010, the recipient was granted 7,250 options which are fully vested and currently exercisable.
- [F12]On May 12, 2009, the recipient was granted 1,000 options which are fully vested and currently exercisable.
- [F13]On January 13, 2008, the recipient was granted 1,650 options which are fully vested and currently exercisable.
- [F14]Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
- [F15]Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2015 through December 31, 2017. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2017, with the vesting percentage determined based on actual performance.
- [F2]The restricted shares were granted pursuant to the issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.
- [F3]Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
- [F4]Exempt issuance of performance shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan
- [F5]Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2016 through December 31, 2018. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2018, with the vesting percentage determined based on actual performance.
- [F6]Performance shares were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recepient.
- [F7]On January 15, 2014 the recipient was granted 14,575 options. 9,716 stock options are fully vested and currently exercisable and 4,859 stock options will vest on January 14, 2017.
- [F8]On January 18, 2013, the recipient was granted 8,300 options. 5,532 stock options are fully vested and currently exercisable and 2,768 stock options will vest on January 18, 2016.
- [F9]On January 12, 2012, the recipient was granted 16,400 options which are fully vested and currently exercisable.
Issuer
FreightCar America, Inc.
CIK 0001320854
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001320854
Filing Metadata
- Form type
- 4
- Filed
- Jan 14, 7:00 PM ET
- Accepted
- Jan 15, 5:58 PM ET
- Size
- 23.5 KB