Home/Filings/4/0000899243-16-011849
4//SEC Filing

FreightCar America, Inc. 4

Accession 0000899243-16-011849

$RAILCIK 0001320854operating

Filed

Jan 14, 7:00 PM ET

Accepted

Jan 15, 6:18 PM ET

Size

11.7 KB

Accession

0000899243-16-011849

Insider Transaction Report

Form 4
Period: 2016-01-13
AVERY CHARLES F JR
VP Finance, CFO and Treasurer
Transactions
  • Award

    Performance shares

    2016-01-13+4,2574,257 total
    Common stock (4,257 underlying)
  • Award

    Common Stock

    2016-01-13+4,25721,376.537 total
Holdings
  • Employee Stock Option (right to buy)

    Exercise: $25.55Exp: 2024-01-15Common stock (15,875 underlying)
    15,875
  • Performance shares

    Common stock (3,138 underlying)
    3,138
Footnotes (9)
  • [F1]Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 13, 2016 and will vest on January 13, 2019. The restricted shares are subject to certain restrictions (including possible forfeiture).
  • [F2]The restricted shares were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.
  • [F3]Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
  • [F4]Exempt issuance of performance shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan.
  • [F5]Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2016 through December 31, 2018. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2018, with the vesting percentage determined based on actual performance.
  • [F6]Performance shares were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recepient.
  • [F7]On January 15, 2014, the recipient was granted 15,875 options. 10,582 stock options are fully vested and currently exercisable and 5,293 stock options will vest on January 15, 2017.
  • [F8]Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
  • [F9]Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2015 through December 31, 2017. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2017, with the vesting percentage determined based on actual performance.

Issuer

FreightCar America, Inc.

CIK 0001320854

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001320854

Filing Metadata

Form type
4
Filed
Jan 14, 7:00 PM ET
Accepted
Jan 15, 6:18 PM ET
Size
11.7 KB