Home/Filings/4/0000899243-16-011973
4//SEC Filing

AUTHENTIDATE HOLDING CORP 4

Accession 0000899243-16-011973

CIK 0000885074operating

Filed

Jan 19, 7:00 PM ET

Accepted

Jan 20, 7:01 PM ET

Size

29.9 KB

Accession

0000899243-16-011973

Insider Transaction Report

Form 4
Period: 2016-01-15
LUCE J DAVID
Director
Transactions
  • Other

    Warrant (right to buy)

    2016-01-152,450,0000 total(indirect: By affiliated entity)
    Exercise: $0.17From: 2013-12-20Exp: 2019-12-13Common Stock (2,450,000 underlying)
  • Other

    Warrant (right to buy)

    2016-01-15200,0000 total(indirect: By Spouse)
    Exercise: $0.17From: 2013-12-20Exp: 2019-12-13Common Stock (200,000 underlying)
  • Award

    Convertible Note

    2016-01-15+320,000320,000 total(indirect: By affiliated entity)
    Exercise: $0.54From: 2016-01-15Exp: 2016-04-15Common Stock (592,593 underlying)
  • Other

    Warrant (right to buy)

    2016-01-15+1,119,4031,119,403 total(indirect: By affiliated entity)
    Exercise: $0.17From: 2016-01-15Exp: 2022-12-13Common Stock (1,119,403 underlying)
  • Other

    Warrant (right to buy)

    2016-01-15+1,550,3871,550,387 total(indirect: By affiliated entity)
    Exercise: $0.17From: 2016-01-15Exp: 2022-12-13Common Stock (1,550,387 underlying)
  • Other

    Warrant (right to buy)

    2016-01-15155,0390 total(indirect: By Spouse)
    Exercise: $0.17From: 2013-03-28Exp: 2019-12-13Common Stock (155,039 underlying)
  • Other

    Warrant (right to buy)

    2016-01-15+200,000200,000 total(indirect: By Spouse)
    Exercise: $0.17From: 2016-01-15Exp: 2022-12-13Common Stock (200,000 underlying)
  • Other

    Warrant (right to buy)

    2016-01-151,119,4030 total(indirect: By affiliated entity)
    Exercise: $0.17From: 2012-09-15Exp: 2019-12-13Common Stock (1,119,403 underlying)
  • Other

    Warrant (right to buy)

    2016-01-151,550,3870 total(indirect: By affiliated entity)
    Exercise: $0.17From: 2013-03-28Exp: 2019-12-13Common Stock (1,550,387 underlying)
  • Other

    Warrant (right to buy)

    2016-01-15+2,450,0002,450,000 total(indirect: By affiliated entity)
    Exercise: $0.17From: 2016-01-15Exp: 2022-12-13Common Stock (2,450,000 underlying)
  • Other

    Warrant (right to buy)

    2016-01-15+155,039155,039 total(indirect: By Spouse)
    Exercise: $0.17From: 2016-01-15Exp: 2022-12-13Common Stock (155,039 underlying)
Footnotes (3)
  • [F1]The reported transactions involve an amendment of the warrants to amend the expiration date, resulting in the deemed cancellation of the old warrants and the simultaneous issuance of new warrants for purposes of Section 16. The amendment to the warrants was in consideration of the Reporting Person entering into a lockup agreement with the issuer.
  • [F2]On January 15, 2016, the registrant amended a preexisting secured note in the aggregate principal amount of $320,000 that was issued to the reporting person on August 7, 2015 so as to make such secured note convertible into shares of common stock of the issuer. As amended, the note has a maturity date of April 15, 2016, provided, however, the reporting person has the right to extend the maturity date for an additional 90 day period.
  • [F3]Represents the number of shares of common stock issuable upon conversion of the principal amount of the convertible note at the initial conversion price of the convertible note.

Issuer

AUTHENTIDATE HOLDING CORP

CIK 0000885074

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000885074

Filing Metadata

Form type
4
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 7:01 PM ET
Size
29.9 KB