4//SEC Filing
EMPIRE RESORTS INC 4
Accession 0000899243-16-019704
CIK 0000906780operating
Filed
May 10, 8:00 PM ET
Accepted
May 11, 5:53 PM ET
Size
14.5 KB
Accession
0000899243-16-019704
Insider Transaction Report
Form 4
Polle Gregg
Director
Transactions
- Exercise/Conversion
Common Stock, $.01 par value per share
2016-05-10$9.90/sh+2,000$19,800→ 62,832 total - Disposition to Issuer
Common Stock, $.01 par value per share
2016-05-10$18.20/sh−1,088$19,802→ 61,744 total - Exercise/Conversion
Common Stock, $.01 par value per share
2016-05-10$7.95/sh+2,000$15,900→ 63,744 total - Disposition to Issuer
Common Stock, $.01 par value per share
2016-05-10$18.20/sh−874$15,907→ 62,870 total - Exercise/Conversion
Stock Option (right to buy)
2016-05-10−2,000→ 0 totalExercise: $9.90Exp: 2016-12-13→ Common stock, $.01 par value per share (2,000 underlying) - Exercise/Conversion
Stock Option (right to buy)
2016-05-10−2,000→ 0 totalExercise: $7.95Exp: 2017-11-06→ Common stock, $.01 par value per share (2,000 underlying)
Footnotes (4)
- [F1]The exercise of the option was net settled with the Company and 1,088 shares were withheld to pay the applicable exercise price pursuant to Section 16b-3(e) under the Securities Exchange Act of 1934.
- [F2]The exercise of the option was net settled with the Company and 874 shares were withheld to pay the applicable exercise price pursuant to Section 16b-3(e) under the Securities Exchange Act of 1934.
- [F3]The option was fully vested and exercisable as of September 14, 2012.
- [F4]The option was fully vested and exercisable as of August 7, 2013.
Documents
Issuer
EMPIRE RESORTS INC
CIK 0000906780
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000906780
Filing Metadata
- Form type
- 4
- Filed
- May 10, 8:00 PM ET
- Accepted
- May 11, 5:53 PM ET
- Size
- 14.5 KB