Identiv, Inc. 4
4 · Identiv, Inc. · Filed Jun 21, 2016
Insider Transaction Report
Form 4
Identiv, Inc.INVE
Wenzel Daniel S.C.
Director10% Owner
Transactions
- Exercise/Conversion
Common Stock
2015-05-31+2,248→ 26,315 total - Exercise/Conversion
Restricted Stock Unit
2015-05-31−2,248→ 0 total→ Common Stock (2,248 underlying)
Holdings
- 50,257(indirect: See footnote)
Common Stock
- 745,352(indirect: See footnote)
Common Stock
Footnotes (4)
- [F1]Each Restricted Stock Unit converts into common stock on a one-for-one basis.
- [F2]Reflects 643,166 shares directly held by Mountain Partners AG and 102,186 shares indirectly held by Mountain Partners AG. Mr. Wenzel is a member of the board of directors of Mountain Partners AG. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest herein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for Section 16 or for any other purpose.
- [F3]Reflects shares held by Rosenberg Ventures AG of which Mr. Wenzel is a member of the board of directors. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest herein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for Section 16 or for any other purpose.
- [F4]On August 25, 2014, the reporting person was granted 8,991 Restricted Stock Units pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/10 on August 31, 2014 with additional vesting of 3/10 on each of November 30, 2014, February 28, 2015 and May 31, 2015, respectively.