$AURX·4

Nuo Therapeutics, Inc. · Aug 15, 11:45 AM ET

Nuo Therapeutics, Inc. 4

4 · Nuo Therapeutics, Inc. · Filed Aug 15, 2016

Insider Transaction Report

Form 4
Period: 2016-06-20
Transactions
  • Other

    Common Stock, par value $0.0001 per share

    2016-06-20+10,0003,066,312 total
Holdings
  • Common Stock, par value $0.0001 per share

    (indirect: See Footnote)
    3,365
Footnotes (2)
  • [F1]The shares of Common Stock, par value $0.0001 per share (the "New Shares"), of Nuo Therapeutics, Inc. (the "Issuer") were issued pursuant to an order of the United States Bankruptcy Court for the District of Delaware dated June 20, 2016 to the Reporting Person as a designee of the ad hoc committee of equity holders of the Issuer as repayment for a $10,000 loan made by the Reporting Person to the committee in December 2015.
  • [F2]Shares held in separate trusts for the benefit of children of the Reporting Person (673 shares in each of 5 trusts). The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION