Pfenex Inc. 4
4 · Pfenex Inc. · Filed Nov 22, 2016
Insider Transaction Report
Form 4
Pfenex Inc.PFNX
Lady Patricia
Chief Accounting Officer
Transactions
- Sale
Common Stock
2016-11-21$9.87/sh−2,000$19,736→ 2,800 total - Exercise/Conversion
Common Stock
2016-11-21$0.31/sh+2,000$620→ 4,800 total - Exercise/Conversion
Stock Option (right to buy)
2016-11-21−2,000→ 35,519 totalExercise: $0.31Exp: 2020-02-03→ Common Stock (2,000 underlying)
Footnotes (1)
- [F1]Subject to the reporting person's continuing service, twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on the one (1) year anniversary of the vesting commencement date, and, thereafter, one forty-eighty (1/48th) of the share subject to the option shall vest and become exercisable each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is December 28, 2009.