4//SEC Filing
Athene Holding Ltd 4
Accession 0000899243-17-000490
$ATH-PACIK 0001527469operating
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 5:58 PM ET
Size
6.3 KB
Accession
0000899243-17-000490
Insider Transaction Report
Form 4
Puffer Manfred
Director
Transactions
- Award
Class A Common Shares
2017-01-03$0.00/sh+432$0→ 61,070 total
Footnotes (2)
- [F1]Manfred Puffer serves as a Senior Advisor to Apollo Global Management, LLC ("Apollo"). Certain of Apollo's affiliates manage investment funds (the "Apollo Funds") that hold Class B common shares, par value $0.001, of Athene Holding Ltd. (the "Issuer"), and may be deemed to beneficially own the common shares of the Issuer held by the Apollo Funds. This report does not include any securities of the Issuer held by any of the Apollo Funds or that may be deemed to be beneficially owned by any Apollo investment managers or investment advisers affiliated with the Apollo Funds, and Mr. Puffer disclaims beneficial ownership of all such securities. This report shall not be deemed an admission that Mr. Puffer is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F2]This Form 4 is being filed to report a restricted share award of 432 Class A common shares in accordance with the quarterly awards of restricted shares made to the Reporting Person under the retention letter entered into between the Issuer and the Reporting Person. Of the Class A common shares reported as being owned directly by the Reporting Person, 23,923 were originally issued pursuant to restricted share awards which vest one third on each of the first three anniversaries of the vesting start date and immediately upon a sale or change in control of the Issuer. 20,020 of such Class A common shares remain unvested as of the date of this report.
Documents
Issuer
Athene Holding Ltd
CIK 0001527469
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001527469
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 5:58 PM ET
- Size
- 6.3 KB