EMPIRE RESORTS INC 4/A
4/A · EMPIRE RESORTS INC · Filed Jan 10, 2017
Insider Transaction Report
Form 4/AAmended
Pitts Laurette
Chief Financial Officer
Transactions
- Sale
Common Stock, $.01 par value per share
2017-01-04$23.00/sh−45$1,035→ 12,000 total - Sale
Common Stock, $.01 par value per share
2017-01-03$22.76/sh−1,646$37,463→ 12,045 total
Footnotes (3)
- [F1]These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person effective as of December 13, 2016.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $23.00, inclusive. The reporting person undertakes to provide to Empire Resorts, Inc., any security holder of Empire Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]On January 5, 2017, the reporting person filed a Form 4 mistakenly reporting that she owned 11,995 and 11,950 shares of common stock after taking into account the transactions occurring on January 3, 2017 and January 4, 2017, respectively.