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Home/Filings/4/0000899243-17-001343
4//SEC Filing

FreightCar America, Inc. 4

Accession 0000899243-17-001343

$RAILCIK 0001320854operating
View on SEC.govCompany Profile

Filed

Jan 16, 7:00 PM ET

Accepted

Jan 17, 5:38 PM ET

Size

21.9 KB

Accession

0000899243-17-001343

Insider Transaction Report

Form 4
Period: 2017-01-12
FreightCar America, Inc.RAIL
BAUN THEODORE W.
SVP Marketing and Sales
Transactions
  • Award

    Performance shares

    2017-01-12+5,800→ 5,800 total
    → Common stock (5,800 underlying)
  • Award

    Common Stock

    2017-01-12+5,867→ 19,983 total
Holdings

  • Employee Stock Option (right to buy)

    Exercise: $24.56Exp: 2023-01-18→ Common stock (8,300 underlying)
    8,300

  • Employee Stock Option (right to buy)

    Exercise: $29.88Exp: 2021-01-13→ Common stock (10,600 underlying)
    10,600

  • Employee Stock Option (right to buy)

    Exercise: $17.84Exp: 2019-05-12→ Common stock (1,000 underlying)
    1,000

  • Performance shares

    → Common stock (5,108 underlying)
    5,108

  • Performance shares

    → Common stock (3,527 underlying)
    3,527

  • Employee Stock Option (right to buy)

    Exercise: $25.55Exp: 2024-01-15→ Common stock (14,575 underlying)
    14,575

  • Employee Stock Option (right to buy)

    Exercise: $23.40Exp: 2022-01-12→ Common stock (16,400 underlying)
    16,400

  • Employee Stock Option (right to buy)

    Exercise: $20.69Exp: 2020-02-23→ Common stock (7,250 underlying)
    7,250

  • Employee Stock Option (right to buy)

    Exercise: $30.47Exp: 2018-01-13→ Common stock (1,650 underlying)
    1,650
Footnotes (17)
  • [F1]Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 12, 2017 and will vest on January 12, 2020. The restricted shares are subject to certain restrictions (including possible forfeiture)
  • [F10]On January 13, 2011, the recipient was granted 10,600 options which are fully vested and currently exercisable.
  • [F11]On February 23, 2010, the recipient was granted 7,250 options which are fully vested and currently exercisable.
  • [F12]On May 12, 2009, the recipient was granted 1,000 options which are fully vested and currently exercisable.
  • [F13]On January 13, 2008, the recipient was granted 1,650 options which are fully vested and currently exercisable.
  • [F14]Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
  • [F15]Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2015 through December 31, 2017. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2017, with the vesting percentage determined based on actual performance.
  • [F16]Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
  • [F17]Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2016 through December 31, 2018. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2018, with the vesting percentage determined based on actual performance.
  • [F2]The restricted shares were granted pursuant to the issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.
  • [F3]Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
  • [F4]Exempt issuance of performance shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan
  • [F5]Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2017 through December 31, 2019. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2019, with the vesting percentage determined based on actual performance.
  • [F6]Performance shares were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recepient.
  • [F7]On January 15, 2014 the recipient was granted 14,575 options. 9,716 stock options are fully vested and currently exercisable and 4,859 stock options will vest on January 14, 2017.
  • [F8]On January 18, 2013, the recipient was granted 8,300 options which are fully vested and currently exercisable.
  • [F9]On January 12, 2012, the recipient was granted 16,400 options which are fully vested and currently exercisable.

Documents

1 file

Issuer

FreightCar America, Inc.

CIK 0001320854

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001320854

Filing Metadata

Form type
4
Filed
Jan 16, 7:00 PM ET
Accepted
Jan 17, 5:38 PM ET
Size
21.9 KB
View on SEC.gov