APPFOLIO INC 4
4 · APPFOLIO INC · Filed Mar 24, 2017
Insider Transaction Report
Form 4
APPFOLIO INCAPPF
OBERNDORF WILLIAM E
10% Owner
Transactions
- Sale
Class A common stock
2017-03-22$24.07/sh−4,500$108,315→ 8,612 total(indirect: See Footnote) - Sale
Class A common stock
2017-03-22$24.07/sh−35,200$847,264→ 10,700 total(indirect: See Footnote) - Sale
Class A common stock
2017-03-22$24.07/sh−300$7,221→ 30 total(indirect: See Footnote)
Holdings
- 506,171
Class A common stock
- 185,269(indirect: See Footnote)
Class A common stock
- 631,086(indirect: See Footnote)
Class A common stock
- 4,100(indirect: See Footnote)
Class A common stock
Footnotes (7)
- [F1]These shares are owned directly by the Peter Oberndorf Irrevocable Trust, dated 6/30/89 ("PCO Trust"), and may be deemed to be indirectly beneficially owned by William E. Oberndorf ("WEO") in his capacity as trustee for the PCO Trust. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F2]These shares are directly owned by WEO's aunt, Caroline G. Oberndorf, and may be deemed to be indirectly beneficially owned by WEO in his capacity as an authorized signatory for the account of Caroline G. Oberndorf. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F3]These shares are owned directly by the William E. Oberndorf Irrevocable Trust, dated 6/30/89 ("Oberndorf Irrevocable Trust"), and may be deemed to be indirectly beneficially owned by WEO in his capacity as trustee for the Oberndorf Irrevocable Trust. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F4]These shares are held in the self-directed Individual Retirement Account of WEO.
- [F5]These shares are owned directly by the Bill & Susan Oberndorf Foundation, a California corporation ("Oberndorf Foundation"), and may be deemed to be indirectly beneficially owned by WEO as a controlling person of Oberndorf Foundation. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F6]These shares are owned directly by Oberndorf Investments LLC, a Delaware limited liability company ("OBI"), and may be deemed to be indirectly beneficially owned by WEO as the sole controlling person of OBI. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F7]These shares are directly owned by WEO's child, Peter C. Oberndorf, and may be deemed to be indirectly beneficially owned by WEO. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.