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$ATEC·4

Alphatec Holdings, Inc. · Mar 31, 4:39 PM ET

Alphatec Holdings, Inc. 4

4 · Alphatec Holdings, Inc. · Filed Mar 31, 2017

Insider Transaction Report

Form 4
Period: 2017-03-29
Alphatec Holdings, Inc.ATEC
Allen Jonathan
See Remarks
Transactions
  • Award

    Series A Convertible Preferred Stock

    2017-03-29$1000.00/sh+250$250,000→ 250 total
    Exercise: $2.00→ Common Stock (125,000 underlying)
  • Award

    Warrants (right to buy)

    2017-03-29+125,000→ 125,000 total
    Exercise: $2.00→ Common Stock (125,000 underlying)
Footnotes (2)
  • [F1]Each share of Series A Convertible Preferred Stock has no expiration date and is convertible into 500 shares of the issuer's common stock following that date that shareholder approval is obtained.
  • [F2]Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following that date that shareholder approval is obtained.

Documents

2 files