P10 Industries, Inc. 4
4 · P10 Industries, Inc. · Filed May 5, 2017
Insider Transaction Report
Form 4
ASCOLESE MARK A
DirectorPresident and CEO
Transactions
- Expiration (Short)
Employee Stock Option (Right to Buy)
2017-03-21$1.00/sh−790,000$790,000→ 0 total→ Common Stock (150,000 underlying) - Other
Nonqualified Stock Option (Right to Buy)
2017-05-04+1,600,000→ 1,600,000 totalExp: 2027-05-03→ Common Stock (1,600,000 underlying)
Footnotes (2)
- [F1]All outstanding options held by reporting person, with various exercise prices, exercisable dates and expiration dates, were terminated pursuant to a Termination Agreement, in exchange for $1.00.
- [F2]Nonqualified Stock Option granted pursuant to a bankruptcy plan. Exercisable on the sixth trading day after the date of grant. Exercise price is the greater of (i) $0.215 and (ii) the arithmetic mean of the sale process for the Common Stock for the five trading days immediately following the date of grant.