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Home/Filings/4/0000899243-17-014358
4//SEC Filing

FreightCar America, Inc. 4

Accession 0000899243-17-014358

$RAILCIK 0001320854operating
View on SEC.govCompany Profile

Filed

May 24, 8:00 PM ET

Accepted

May 25, 5:16 PM ET

Size

25.9 KB

Accession

0000899243-17-014358

Insider Transaction Report

Form 4
Period: 2017-05-23
FreightCar America, Inc.RAIL
BAUN THEODORE W.
SVP Marketing and Sales
Transactions
  • Sale

    Common Stock

    2017-05-23$17.11/sh−600$10,266→ 18,983 total
  • Sale

    Common Stock

    2017-05-23$17.10/sh−250$4,275→ 19,716 total
  • Sale

    Common Stock

    2017-05-23$17.10/sh−33$564→ 19,683 total
  • Sale

    Common Stock

    2017-05-23$17.10/sh−17$291→ 19,966 total
  • Sale

    Common Stock

    2017-05-23$17.10/sh−100$1,710→ 19,583 total
Holdings

  • Performance shares

    → Common stock (5,800 underlying)
    5,800

  • Employee Stock Option (right to buy)

    Exercise: $23.40Exp: 2022-01-12→ Common stock (16,400 underlying)
    16,400

  • Employee Stock Option (right to buy)

    Exercise: $25.55Exp: 2024-01-15→ Common stock (14,575 underlying)
    14,575

  • Employee Stock Option (right to buy)

    Exercise: $24.56Exp: 2023-01-18→ Common stock (8,300 underlying)
    8,300

  • Employee Stock Option (right to buy)

    Exercise: $29.88Exp: 2021-01-13→ Common stock (10,600 underlying)
    10,600

  • Employee Stock Option (right to buy)

    Exercise: $17.84Exp: 2019-05-12→ Common stock (1,000 underlying)
    1,000

  • Employee Stock Option (right to buy)

    Exercise: $30.47Exp: 2018-01-13→ Common stock (1,650 underlying)
    1,650

  • Performance shares

    → Common stock (3,527 underlying)
    3,527

  • Performance shares

    → Common stock (5,108 underlying)
    5,108

  • Employee Stock Option (right to buy)

    Exercise: $20.69Exp: 2020-02-23→ Common stock (7,250 underlying)
    7,250
Footnotes (13)
  • [F1]Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
  • [F10]Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
  • [F11]Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2015 through December 31, 2017. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2017, with the vesting percentage determined based on actual performance.
  • [F12]Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
  • [F13]Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2016 through December 31, 2018. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2018, with the vesting percentage determined based on actual performance.
  • [F2]Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2017 through December 31, 2019. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2019, with the vesting percentage determined based on actual performance.
  • [F3]On January 15, 2014 the recipient was granted 14,575 options which are fully vested and currently exercisable.
  • [F4]On January 18, 2013, the recipient was granted 8,300 options which are fully vested and currently exercisable.
  • [F5]On January 12, 2012, the recipient was granted 16,400 options which are fully vested and currently exercisable.
  • [F6]On January 13, 2011, the recipient was granted 10,600 options which are fully vested and currently exercisable.
  • [F7]On February 23, 2010, the recipient was granted 7,250 options which are fully vested and currently exercisable.
  • [F8]On May 12, 2009, the recipient was granted 1,000 options which are fully vested and currently exercisable.
  • [F9]On January 13, 2008, the recipient was granted 1,650 options which are fully vested and currently exercisable.

Documents

1 file

Issuer

FreightCar America, Inc.

CIK 0001320854

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001320854

Filing Metadata

Form type
4
Filed
May 24, 8:00 PM ET
Accepted
May 25, 5:16 PM ET
Size
25.9 KB
View on SEC.gov