4//SEC Filing
FreightCar America, Inc. 4
Accession 0000899243-17-014998
$RAILCIK 0001320854operating
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 5:02 PM ET
Size
19.8 KB
Accession
0000899243-17-014998
Insider Transaction Report
Form 4
BAUN THEODORE W.
SVP Marketing and Sales
Transactions
- Sale
Common Stock
2017-05-30$17.25/sh−4,481$77,308→ 14,502 total
Holdings
- 5,108
Performance shares
→ Common stock (5,108 underlying) - 14,575
Employee Stock Option (right to buy)
Exercise: $25.55Exp: 2024-01-15→ Common stock (14,575 underlying) - 5,800
Performance shares
→ Common stock (5,800 underlying) - 1,000
Employee Stock Option (right to buy)
Exercise: $17.84Exp: 2019-05-12→ Common stock (1,000 underlying) - 1,650
Employee Stock Option (right to buy)
Exercise: $30.47Exp: 2018-01-13→ Common stock (1,650 underlying) - 3,527
Performance shares
→ Common stock (3,527 underlying) - 16,400
Employee Stock Option (right to buy)
Exercise: $23.40Exp: 2022-01-12→ Common stock (16,400 underlying) - 7,250
Employee Stock Option (right to buy)
Exercise: $20.69Exp: 2020-02-23→ Common stock (7,250 underlying) - 8,300
Employee Stock Option (right to buy)
Exercise: $24.56Exp: 2023-01-18→ Common stock (8,300 underlying) - 10,600
Employee Stock Option (right to buy)
Exercise: $29.88Exp: 2021-01-13→ Common stock (10,600 underlying)
Footnotes (13)
- [F1]Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
- [F10]Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
- [F11]Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2015 through December 31, 2017. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2017, with the vesting percentage determined based on actual performance.
- [F12]Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
- [F13]Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2016 through December 31, 2018. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2018, with the vesting percentage determined based on actual performance.
- [F2]Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2017 through December 31, 2019. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2019, with the vesting percentage determined based on actual performance.
- [F3]On January 15, 2014 the recipient was granted 14,575 options which are fully vested and currently exercisable.
- [F4]On January 18, 2013, the recipient was granted 8,300 options which are fully vested and currently exercisable.
- [F5]On January 12, 2012, the recipient was granted 16,400 options which are fully vested and currently exercisable.
- [F6]On January 13, 2011, the recipient was granted 10,600 options which are fully vested and currently exercisable.
- [F7]On February 23, 2010, the recipient was granted 7,250 options which are fully vested and currently exercisable.
- [F8]On May 12, 2009, the recipient was granted 1,000 options which are fully vested and currently exercisable.
- [F9]On January 13, 2008, the recipient was granted 1,650 options which are fully vested and currently exercisable.
Documents
Issuer
FreightCar America, Inc.
CIK 0001320854
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001320854
Filing Metadata
- Form type
- 4
- Filed
- May 31, 8:00 PM ET
- Accepted
- Jun 1, 5:02 PM ET
- Size
- 19.8 KB