$APPF·4

APPFOLIO INC · Jun 21, 6:00 PM ET

APPFOLIO INC 4

4 · APPFOLIO INC · Filed Jun 21, 2017

Insider Transaction Report

Form 4
Period: 2017-06-19
Transactions
  • Sale

    Class A common stock

    2017-06-19$31.25/sh220,000$6,875,000286,171 total
Holdings
  • Class A common stock

    (indirect: See Footnote)
    185,269
  • Class A common stock

    (indirect: See Footnote)
    850
  • Class A common stock

    (indirect: See Footnote)
    10,700
  • Class A common stock

    (indirect: See Footnote)
    30
  • Class A common stock

    (indirect: See Footnote)
    631,086
  • Class A common stock

    (indirect: See Footnote)
    8,612
Footnotes (7)
  • [F1]These shares are held in the self-directed Individual Retirement Account of William E. Oberndorf ("WEO").
  • [F2]These shares are owned directly by the Bill & Susan Oberndorf Foundation, a California corporation ("Oberndorf Foundation"), and may be deemed to be indirectly beneficially owned by WEO as a controlling person of Oberndorf Foundation. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  • [F3]These shares are owned directly by Oberndorf Investments LLC, a Delaware limited liability company ("OBI"), and may be deemed to be indirectly beneficially owned by WEO as the sole controlling person of OBI. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  • [F4]These shares are directly owned by WEO's child, Peter C. Oberndorf, and may be deemed to be indirectly beneficially owned by WEO. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  • [F5]These shares are owned directly by the Peter Oberndorf Irrevocable Trust, dated 6/30/89 ("PCO Trust"), and may be deemed to be indirectly beneficially owned by WEO in his capacity as trustee for the PCO Trust. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  • [F6]These shares are directly owned by WEO's aunt, Caroline G. Oberndorf, and may be deemed to be indirectly beneficially owned by WEO in his capacity as an authorized signatory for the account of Caroline G. Oberndorf. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  • [F7]These shares are owned directly by the William E. Oberndorf Irrevocable Trust, dated 6/30/89 ("Oberndorf Irrevocable Trust"), and may be deemed to be indirectly beneficially owned by WEO in his capacity as trustee for the Oberndorf Irrevocable Trust. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION