Connolly Shaun 4
4 · Hortonworks, Inc. · Filed Oct 16, 2017
Insider Transaction Report
Form 4
Connolly Shaun
VP, Corporate Strategy
Transactions
- Exercise/Conversion
Common Stock
2017-10-12$14.22/sh+2,084$29,634→ 378,549 total - Sale
Common Stock
2017-10-12$16.56/sh−2,084$34,511→ 376,465 total - Sale
Common Stock
2017-10-16$16.41/sh−11,560$189,700→ 364,905 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2017-10-12−2,084→ 22,137 totalExercise: $14.22Exp: 2024-09-11→ Common Stock (2,084 underlying)
Footnotes (4)
- [F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2017.
- [F2]Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $16.55 to $16.56 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.
- [F3]Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $16.27 to $16.59 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.
- [F4]1/4th of the shares subject to the option vested on September 12, 2015 and 1/48th of the shares subject to the option vest monthly thereafter, subject to the Reporting Person's continuous service to the Issuer on each such date. All or a portion of the then unvested shares are subject to acceleration upon the occurrence of certain events.