4//SEC Filing
SHEN NEIL NANPENG 4
Accession 0000899243-18-002486
CIK 0001693664other
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 4:30 PM ET
Size
17.3 KB
Accession
0000899243-18-002486
Insider Transaction Report
Form 4
SC CHINA HOLDING Ltd
10% Owner
Transactions
- Conversion
Series C-1 Preferred Stock
2018-01-30−809,800→ 0 total(indirect: By SCC Venture VI Holdco, Ltd.)→ Common Stock (809,800 underlying) - Conversion
Common Stock
2018-01-30+809,800→ 809,800 total(indirect: By SCC Venture VI Holdco, Ltd.)
SC China Venture VI Management, L.P.
10% Owner
Transactions
- Conversion
Common Stock
2018-01-30+809,800→ 809,800 total(indirect: By SCC Venture VI Holdco, Ltd.) - Conversion
Series C-1 Preferred Stock
2018-01-30−809,800→ 0 total(indirect: By SCC Venture VI Holdco, Ltd.)→ Common Stock (809,800 underlying)
SNP China Enterprises Ltd
10% Owner
Transactions
- Conversion
Common Stock
2018-01-30+809,800→ 809,800 total(indirect: By SCC Venture VI Holdco, Ltd.) - Conversion
Series C-1 Preferred Stock
2018-01-30−809,800→ 0 total(indirect: By SCC Venture VI Holdco, Ltd.)→ Common Stock (809,800 underlying)
SCC Venture VI Holdco, LTD.
10% Owner
Transactions
- Conversion
Common Stock
2018-01-30+809,800→ 809,800 total(indirect: By SCC Venture VI Holdco, Ltd.) - Conversion
Series C-1 Preferred Stock
2018-01-30−809,800→ 0 total(indirect: By SCC Venture VI Holdco, Ltd.)→ Common Stock (809,800 underlying)
SHEN NEIL NANPENG
10% Owner
Transactions
- Conversion
Common Stock
2018-01-30+809,800→ 809,800 total(indirect: By SCC Venture VI Holdco, Ltd.) - Conversion
Series C-1 Preferred Stock
2018-01-30−809,800→ 0 total(indirect: By SCC Venture VI Holdco, Ltd.)→ Common Stock (809,800 underlying)
Transactions
- Conversion
Series C-1 Preferred Stock
2018-01-30−809,800→ 0 total(indirect: By SCC Venture VI Holdco, Ltd.)→ Common Stock (809,800 underlying) - Conversion
Common Stock
2018-01-30+809,800→ 809,800 total(indirect: By SCC Venture VI Holdco, Ltd.)
Footnotes (2)
- [F1]The Series C-1 Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series C-1 Preferred Stock automatically converted into shares of Common Stock.
- [F2]SCC Venture VI Holdco, Ltd. is wholly owned by Sequoia Capital China Venture Fund VI, L.P. The general partner of Sequoia Capital China Venture Fund VI, L.P. is SC China Venture VI Management L.P, the general partner of which is SC China Holding Limited, a company incorporated in the Cayman Islands. SC China Holding Limited is wholly owned by SNP China Enterprises Limited, a company wholly owned by Mr. Neil Nanpeng Shen. The address for Mr. Shen is Room 3606, China Central Place Tower 3, 77 Jianguo Road, Chaoyang District, Beijing 100027, China. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Documents
Issuer
ARMO BioSciences, Inc.
CIK 0001693664
Entity typeother
Related Parties
1- filerCIK 0001279329
Filing Metadata
- Form type
- 4
- Filed
- Jan 31, 7:00 PM ET
- Accepted
- Feb 1, 4:30 PM ET
- Size
- 17.3 KB