MILLER ABRAHAM 5

Accession 0000899243-18-004100

CIK 0001647509other

View on SEC.gov Company Profile

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 15, 6:12 AM ET

Size

61.7 KB

Accession

0000899243-18-004100

Insider Transaction Report

Form 5

Period: 2017-12-31

Forest City Realty Trust, Inc.FCEA

MILLER ABRAHAM

Other

Transactions

Other
Class A Common Stock
2017-06-12+131,000→ 131,000 total(indirect: See footnote)
Other
Class A Common Stock
2017-06-12+143,512→ 161,646 total(indirect: See footnote)
Other
Class B Common - Convertible
2017-06-12−900→ 0 total
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (900 underlying)
Other
Class B Common - Convertible
2017-06-12−132,726→ 0 total
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (132,726 underlying)
Other
Class B Common - Convertible
2017-06-12−109,551→ 0 total(indirect: See footnote)
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (109,551 underlying)
Other
Class B Common - Convertible
2017-06-12−16,701→ 0 total(indirect: See footnote)
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (16,701 underlying)
Other
Class B Common - Convertible
2017-06-12−16,701→ 0 total(indirect: See footnote)
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (16,701 underlying)
Other
Class B Common - Convertible
2017-06-12−100,000→ 0 total(indirect: See footnote)
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (100,000 underlying)
Other
Class A Common Stock
2017-06-12+173,871→ 175,386 total
Other
Class A Common Stock
2017-06-12+143,512→ 170,646 total(indirect: See footnote)
Other
Class A Common Stock
2017-06-12+154,000→ 154,000 total
Other
Class A Common Stock
2017-06-12+21,878→ 21,878 total(indirect: See footnote)
Other
Class A Common Stock
2017-06-12+36,093→ 40,285 total
Other
Class A Common Stock
2017-06-12+55,388→ 55,388 total(indirect: See footnote)
Other
Class B Common - Convertible
2017-06-12−27,552→ 0 total
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (27,552 underlying)
Other
Class B Common - Convertible
2017-06-12−109,551→ 0 total(indirect: See footnote)
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (109,551 underlying)
Other
Class A Common Stock
2017-06-12+1,179→ 1,179 total
Other
Class A Common Stock
2017-06-12+21,878→ 21,878 total(indirect: See footnote)
Other
Class A Common Stock
2017-06-12+55,389→ 55,389 total(indirect: See footnote)
Other
Class A Common Stock
2017-06-12+131,000→ 131,000 total(indirect: See footnote)
Other
Class B Common - Convertible
2017-06-12−117,557→ 0 total
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (117,557 underlying)
Other
Class B Common - Convertible
2017-06-12−42,281→ 0 total(indirect: See footnote)
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (42,281 underlying)
Other
Class B Common - Convertible
2017-06-12−42,281→ 0 total(indirect: See footnote)
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (42,282 underlying)
Other
Class B Common - Convertible
2017-06-12−100,000→ 0 total(indirect: See footnote)
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (100,000 underlying)

Holdings

Class A Common Stock
37,294
Class A Common Stock
(indirect: See footnote)
150,000

Footnotes (17)

[F1]Abraham Miller Trust 1986 Trust - U/A DTD 2/17/86 AMD 4/14/08 Abraham Miller TTEE - 132,726 shares of Class B Common Stock were reclassified and exchanged into 173,871 shares of Class A Common Stock. Post-reclassification, as of 6/12/17 trust holds 175,386 shares of Class A Common stock as follows; 137,000 shares are held as a direct limited partner of RMS, Ltd. and the remaining shares are held directly by the trust.
[F10]Jacob Miller Revocable Trust - shares held as a limited partner in RMS, Ltd. Abraham Miller disclaims any beneficial ownership interest. 16,701 shares of Class B Common Stock were reclassified and exchanged into 21,878 shares of Class A Common Stock held directly.
[F11]Abraham Miller 2009 Trust - shares are for the benefit of Max Miller. 42,281 shares of Class B Common Stock were reclassified and exchanged into 55,388 shares of Class A Common Stock held directly.
[F12]Abraham Miller 2009 Trust - shares are for the benefit of Jacob Miller. 42,282 shares of Class B Common Stock were reclassified and exchanged into 55,389 shares of Class A Common Stock held directly.
[F13]Abraham Miller 2012 Trust - shares are for the benefit of Max Miller. Abraham Miller disclaims any beneficial ownership interest. 100,000 shares of Class B Common Stock were reclassified and exchanged into 131,000 shares of Class A Common Stock held directly.
[F14]Abraham Miller 2012 Trust - shares are for the benefit of Jake Miller. Abraham Miller disclaims any beneficial interest 100,000 shares of Class B Common Stock were reclassified and exchanged into 131,000 shares of Class A Common Stock held directly.
[F15]Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock.
[F16]Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16.
[F17]Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date.
[F2]Barbara Miller - 2012 Irrev. Trust - Abraham Miller is trustee.
[F3]Ruth Miller Charitable Lead Trust dated 7/5/1985 - Abraham Miller is Trustee and Beneficiary.
[F4]Ruth Miller GST Trust - for the benefit of Abraham Miller. 27,552 shares of Class B Common Stock were reclassified and exchanged into 36,093 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 40,285 shares of Class A Common stock held directly by the trust.
[F5]Mr. Miller is Trustee of Ruth Miller 1989 Shareholder's Trust for the benefit of Max Miller. Abraham Miller disclaims any beneficial ownership interest. 109,551 shares of Class B Common Stock were reclassified and exchanged into 143,512 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 161,646 shares of Class A Common stock as follows; 50,000 shares are held as a direct limited partner of RMS, Ltd. and the remaining shares are held directly by the trust.
[F6]Mr. Miller is Trustee of Ruth Miller 1989 Shareholder's Trust for the benefit of Jacob Miller. Abraham Miller disclaims any beneficial ownership interest. 109,551 shares of Class B Common Stock were reclassified and exchanged into 143,512 shares of Class A Common Stock. Post-reclassification, as of 6/12/17 trust holds 161,646 shares of Class A Common stock as follows; 50,000 shares are held as a direct limited partner of RMS, Ltd. and the remaining shares are held directly by the trust.
[F7]Abraham Miller Trust Agreement dated 11/29/1985, limited partner in RMS, Ltd.- Albert Ratner and Charles Ratner are trustees. 132,726 shares of Class B Common Stock were reclassified and exchanged into 143,512 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 161,646 shares of Class A Common stock as follows; 50,000 shares are held as a direct limited partner of RMS, Ltd. and the remaining shares are held directly by the trust.
[F8]General Partner of RMS, Ltd., (limited partnership). 900 shares of Class B Common Stock were reclassified and exchanged into 1,179 shares of Class A Common Stock, which is held directly.
[F9]Shares held by Max Miller, Revocable Trust. Abraham Miller disclaims any beneficial ownership interest. 16,701 shares of Class B Common Stock were reclassified and exchanged into 21,878 shares of Class A Common Stock held directly.

Documents

2 files

Issuer

Forest City Realty Trust, Inc.

CIK 0001647509

→

Entity typeother

Related Parties

filerCIK 0001217460

Filing Metadata

Form type: 5
Filed: Feb 13, 7:00 PM ET
Accepted: Feb 15, 6:12 AM ET
Size: 61.7 KB

View on SEC.gov