Home/Filings/4/0000899243-18-005528
4//SEC Filing

ELLIOTT JERRY 4

Accession 0000899243-18-005528

CIK 0001697152other

Filed

Feb 25, 7:00 PM ET

Accepted

Feb 26, 6:40 PM ET

Size

7.7 KB

Accession

0000899243-18-005528

Insider Transaction Report

Form 4
Period: 2018-02-22
Transactions
  • Other

    Common Stock

    2018-02-22+26,12526,125 total
  • Other

    Warrants

    2018-02-22+2,5002,500 total
    Exercise: $11.50From: 2018-04-12Exp: 2023-02-22Common Stock (2,500 underlying)
Footnotes (3)
  • [F1]Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant held by Forum Investors I, LLC.
  • [F2]The warrant will become exercisable 12 months from the closing of the registrant's initial public offering, which occurred on April 12, 2017.
  • [F3]The warrant will expire five years after the completion of that certain Agreement and Plan of Merger, dated as of November 30, 2017, by and among the registrant, FMC Merger Subsidiary Corp., FMC Merger Subsidiary LLC, Old C1 and Clearlake Capital Management III, L.P. in the capacity as the Seller Representative, or earlier upon redemption.

Issuer

ConvergeOne Holdings, Inc.

CIK 0001697152

Entity typeother

Related Parties

1
  • filerCIK 0001179509

Filing Metadata

Form type
4
Filed
Feb 25, 7:00 PM ET
Accepted
Feb 26, 6:40 PM ET
Size
7.7 KB