|4/AMar 12, 5:37 PM ET

Jansen Christopher E 4/A

4/A · CM Finance Inc · Filed Mar 12, 2018

Insider Transaction Report

Form 4/AAmended
Period: 2014-11-18
Jansen Christopher E
DirectorPresident and Secretary
Transactions
  • Purchase

    Common Stock

    2014-11-18$12.57/sh+2,000$25,15073,669.099 total
Footnotes (3)
  • [F1]The price shown in Column 4 is the weighted average purchase price of the shares of common stock of CM Finance Inc (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $12.50 to $12.65 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
  • [F2]Includes 0.053 shares acquired under the CM Finance Inc dividend reinvestment plan.
  • [F3]This Form 4 amendment is being filed to correct a typographical error in the number of shares of the Issuer's common stock previously reported as being beneficially owned by Mr. Jansen following his November 18, 2014 purchase of 2,000 shares.

Documents

1 file
  • 4
    doc4a.xml

    FORM 4/A SUBMISSION