4//SEC Filing
Berkowitz Mortimer III 4
Accession 0000899243-18-017196
CIK 0001350653other
Filed
Jun 18, 8:00 PM ET
Accepted
Jun 19, 5:00 PM ET
Size
12.3 KB
Accession
0000899243-18-017196
Insider Transaction Report
Form 4
Berkowitz Mortimer III
Director10% Owner
Transactions
- Other
Common Stock
2018-06-15−906,431→ 0 total(indirect: Held By HealthpointCapital Partners, L.P.) - Other
Common Stock
2018-06-15−1,742,546→ 0 total(indirect: Held By HealthpointCapital Partners II, L.P.) - Other
Common Stock
2018-06-15+2,807→ 330,725 total - Other
Common Stock
2018-06-15+8,396→ 339,121 total
Holdings
- 326,985(indirect: By LLC)
Common Stock
Footnotes (4)
- [F1]This Form 4 is being filed to report (a) the pro rata distribution of 906,431 shares of the Issuer's common stock by HealthpointCapital Partners, L.P. to its limited partners for no consideration (the "Fund I Distribution"); (b) the pro rata distribution of 1,742,546 shares of the Issuer's common stock by HealthpointCapital Partners II, L.P. to its limited partners for no consideration (the "Fund II Distribution"); (c) the receipt of 2,807 shares of the Issuer's common stock by the Reporting Person in the Fund I Distribution as a limited partner of HealthpointCapital Partners, L.P.; and (d) the receipt of 8,396 shares of the Issuer's common stock by the Reporting Person in the Fund II Distribution as a limited partner of HealthpointCapital Partners II, L.P.
- [F2]The Reporting Person is a managing member of HGP LLC, which is the general partner of HealthpointCapital Partners, L.P. In addition, the Reporting Person is a managing member of HGP II, LLC, which is the general partner of HealthpointCapital Partners II, L.P. As such, the Reporting Person may be deemed to beneficially own the securities held by HealthpointCapital Partners, L.P. and HealthpointCapital Partners II, L.P. The Reporting Person, however, disclaims beneficial ownership of such shares except as to the extent of his pecuniary interest therein.
- [F3]Includes shares owned by the Reporting Person and shares owned by the Reporting Person's spouse.
- [F4]The Report Person is the managing member of Porcupine Investment Partners, LLC and may be deemed to beneficially own the securities held by Porcupine Investment Partners, LLC. The Reporting Person, however, disclaims beneficial ownership of such shares except as to the extent of his pecuniary interest therein.
Documents
Issuer
Alphatec Holdings, Inc.
CIK 0001350653
Entity typeother
Related Parties
1- filerCIK 0001364333
Filing Metadata
- Form type
- 4
- Filed
- Jun 18, 8:00 PM ET
- Accepted
- Jun 19, 5:00 PM ET
- Size
- 12.3 KB