CCP MM, LLC 4
4 · Smart Sand, Inc. · Filed Jun 20, 2018
Insider Transaction Report
Form 4
CCP MM, LLC
Director10% Owner
Transactions
- Award
Common Stock, par value $0.001 per share
2018-06-11+27,924→ 10,849,015 total(indirect: See footnotes)
Footnotes (4)
- [F1]The shares are held of record by Colin Leonard and Jose E. Feliciano for the benefit of Clearlake Capital Partners II (Master), L.P. ("CCPII").
- [F2]Represents shares of restricted stock granted pursuant to the Issuer's 2016 Omnibus Incentive Plan, which vest on the first anniversary of June 11, 2018, the date of grant.
- [F3]The shares are owned of record, as follows: (i) 10,821,091 shares by CCPII, (ii) 13,962 shares by Mr. Leonard for the benefit of CCPII and (iii) 13,962 shares by Mr. Feliciano for the benefit of CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCP MM, LLC ("CCP MM"). CCP MM's managing member is CCG Operations, LLC ("CCG Ops"). Mr. Jose E. Feliciano and Mr. Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCP MM, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares. The beneficial owners, other than CCP MM, filed a separate Form 4 relating to the transaction reported herein on June 13, 2018 (as amended).
- [F4]CCP MM expressly disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein.