4//SEC Filing
Smith Stephen Buford 4
Accession 0000899243-18-021441
CIK 0001676479other
Filed
Aug 2, 8:00 PM ET
Accepted
Aug 3, 8:30 PM ET
Size
15.1 KB
Accession
0000899243-18-021441
Insider Transaction Report
Form 4
Smith Stephen Buford
Director
Transactions
- Exercise of In-Money
Common Stock
2018-08-01$10.00/sh+3,000$30,000→ 38,226 total - Tax Payment
Common Stock
2018-08-01$17.90/sh−1,676$30,000→ 36,550 total - Exercise of In-Money
Options (right to buy)
2018-08-01−3,000→ 3,000 totalExercise: $10.00Exp: 2020-01-20→ Common Stock (6,000 underlying)
Holdings
- 397
Common Stock
- 390
Common Stock
- 732
Common Stock
- 3,000(indirect: By Trust)
Common Stock
- 1,250
Options (right to buy)
Exercise: $10.00Exp: 2021-08-23→ Common Stock (1,250 underlying) - 3,000(indirect: By Trust)
Common Stock
Footnotes (7)
- [F1]The reported item represents shares that were acquired pursuant to the exercise of options on August 1, 2018 pursuant to a 10b5-1 trading plan. Of the 3,000 shares acquired, the issuer withheld 1,676 shares to pay the purchase price for the options resulting in the issuance of 1,324 shares. Following these reported transactions the reporting person directly owns 36,550 shares of common stock not subject to restriction or vesting.
- [F2]The reported item represents an award of restricted stock which vests in three equal installments beginning on the first anniversary of the March 6, 2018 grant date.
- [F3]The reported item represents the unvested portion of an award of restricted stock on February 28, 2017. As of the date of this report 198 shares have vested. The remaining 397 shares of restricted stock under this award vest in equal installments on the second and third anniversaries of the grant date, or February 28, 2019 and February 28, 2020, respectively.
- [F4]The reported item represents the unvested portion of an award of restricted common stock granted on March 3, 2016. As of the date of this report, 779 shares have vested. The remaining 390 shares of restricted common stock under this award vest on the third anniversary of the March 3, 2016 grant date, or March 3, 2019.
- [F5]These options vested in four equal annual installments beginning one year after the January 20, 2010, grant date.
- [F6]These options vested in four equal annual installments beginning one year after the August 23, 2011, grant date.
- [F7]Due to an inadvertent mathematical error in the reporting person's Form 4 filed on March 8, 2018, it was reported that the reporting person directly owned 32,703 shares of common stock not subject to restriction or vesting instead of 33,723 shares of common stock. Accordingly, the amount of securities beneficially owned by the reporting person has been increased to take into account and correct the amount of securities directly owned by the reporting person not subject to restriction or vesting.
Documents
Issuer
CapStar Financial Holdings, Inc.
CIK 0001676479
Entity typeother
Related Parties
1- filerCIK 0001685232
Filing Metadata
- Form type
- 4
- Filed
- Aug 2, 8:00 PM ET
- Accepted
- Aug 3, 8:30 PM ET
- Size
- 15.1 KB