EPM Live, Inc. 4
4 · Upland Software, Inc. · Filed Aug 13, 2018
Insider Transaction Report
Form 4
EPM Live, Inc.
Other
Transactions
- Sale
Common Stock
2018-08-09$38.00/sh−1$38→ 954,399 total - Sale
Common Stock
2018-08-09$36.94/sh−37,579$1,388,289→ 954,400 total - Sale
Common Stock
2018-08-10$35.01/sh−4,123$144,326→ 950,276 total - Sale
Common Stock
2018-08-13$35.01/sh−5,377$188,252→ 944,899 total - Sale
Common Stock
2018-08-09$34.97/sh−8,021$280,518→ 991,979 total
Holdings
- 2,748,473(indirect: See Footnote)
Common Stock
Footnotes (6)
- [F1]Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $34.90 to $35.10. The Reporting Person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F2]These shares are held directly by EPM Live, Inc. ("EPM"), a controlled subsidiary of ESW Capital, LLC ("ESW"). The sole voting member of ESW is Joseph A. Liemandt ("Mr. Liemandt"). Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any.
- [F3]Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $36.69 to $37.30. The Reporting Person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F4]Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $34.96 to $35.05. The Reporting Person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F5]Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $34.90 to $35.10. The Reporting Person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F6]Represents 1,803,574 shares directly held by Acorn Performance Group, Inc. ("Acorn") and the 944,899 shares directly held by EPM reported in note 2 above. Acorn and EPM are controlled subsidiaries of ESW. Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any.