4//SEC Filing
EPM Live, Inc. 4
Accession 0000899243-18-023167
CIK 0001505155operating
Filed
Aug 22, 8:00 PM ET
Accepted
Aug 23, 6:15 PM ET
Size
11.8 KB
Accession
0000899243-18-023167
Insider Transaction Report
Form 4
EPM Live, Inc.
Other
Transactions
- Sale
Common Stock
2018-08-21$34.93/sh−7,500$261,975→ 866,553 total - Sale
Common Stock
2018-08-23$35.00/sh−7,153$250,369→ 859,400 total
Holdings
- 2,662,974(indirect: See Footnote)
Common Stock
LIEMANDT JOSEPH
10% Owner
Transactions
- Sale
Common Stock
2018-08-23$35.00/sh−7,153$250,369→ 859,400 total - Sale
Common Stock
2018-08-21$34.93/sh−7,500$261,975→ 866,553 total
Holdings
- 2,662,974(indirect: See Footnote)
Common Stock
ESW Capital, LLC
10% Owner
Transactions
- Sale
Common Stock
2018-08-21$34.93/sh−7,500$261,975→ 866,553 total - Sale
Common Stock
2018-08-23$35.00/sh−7,153$250,369→ 859,400 total
Holdings
- 2,662,974(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]These shares are held directly by EPM Live, Inc. ("EPM"), a controlled subsidiary of ESW Capital, LLC ("ESW"). The sole voting member of ESW is Joseph A. Liemandt ("Mr. Liemandt"). Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any.
- [F2]Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.07. The Reporting Person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F3]These shares include 1,803,574 shares directly held by Acorn Performance Group, Inc. ("Acorn") and the 859,400 shares directly held by EPM reported in footnote 1 above. Acorn and EPM are controlled subsidiaries of ESW. Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any.
Documents
Issuer
Upland Software, Inc.
CIK 0001505155
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001137204
Filing Metadata
- Form type
- 4
- Filed
- Aug 22, 8:00 PM ET
- Accepted
- Aug 23, 6:15 PM ET
- Size
- 11.8 KB