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4//SEC Filing

Guggenheim Greta 4

Accession 0000899243-18-023555

CIK 0001630472other

Filed

Aug 29, 8:00 PM ET

Accepted

Aug 30, 5:00 PM ET

Size

9.5 KB

Accession

0000899243-18-023555

Insider Transaction Report

Form 4
Period: 2018-08-28
Guggenheim Greta
DirectorCEO & President
Transactions
  • Purchase

    Class A Common Stock

    2018-08-28$20.41/sh+20,922.96$427,03820,922.96 total(indirect: See Explanation of Responses)
    Common Stock (20,922.96 underlying)
Holdings
  • Class A Common Stock

    Common Stock (3,124 underlying)
    3,124
  • Class A Common Stock

    (indirect: See Explanation of Responses)
    Common Stock (29,950 underlying)
    29,950
Footnotes (3)
  • [F1]TPG RE Finance Trust Equity, L.P. ("TPG RE Finance Trust Equity") directly holds 926,951 shares of Class A common stock ("Class A Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer"), including 20,922.96 shares of Class A Common Stock indirectly beneficially owned by Greta Guggenheim (through her limited partnership interest in TPG RE Finance Trust Equity).
  • [F2]Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer.
  • [F3]Represents shares of Class A Common Stock previously acquired by Ms. Guggenheim from TPG RE Finance Trust Management, L.P. (the "Manager"), the Issuer's external manager, pursuant to grants made by the Manager to Ms. Guggenheim in accordance with the terms of a compensatory plan adopted by the Manager. Upon vesting, the shares of Class A Common Stock will be delivered to Ms. Guggenheim.

Issuer

TPG RE Finance Trust, Inc.

CIK 0001630472

Entity typeother

Related Parties

1
  • filerCIK 0001473357

Filing Metadata

Form type
4
Filed
Aug 29, 8:00 PM ET
Accepted
Aug 30, 5:00 PM ET
Size
9.5 KB