Guggenheim Greta 4
4 · TPG RE Finance Trust, Inc. · Filed Aug 30, 2018
Insider Transaction Report
Form 4
Guggenheim Greta
DirectorCEO & President
Transactions
- Purchase
Class A Common Stock
2018-08-28$20.41/sh+20,922.96$427,038→ 20,922.96 total(indirect: See Explanation of Responses)→ Common Stock (20,922.96 underlying)
Holdings
- 3,124
Class A Common Stock
→ Common Stock (3,124 underlying) - 29,950(indirect: See Explanation of Responses)
Class A Common Stock
→ Common Stock (29,950 underlying)
Footnotes (3)
- [F1]TPG RE Finance Trust Equity, L.P. ("TPG RE Finance Trust Equity") directly holds 926,951 shares of Class A common stock ("Class A Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer"), including 20,922.96 shares of Class A Common Stock indirectly beneficially owned by Greta Guggenheim (through her limited partnership interest in TPG RE Finance Trust Equity).
- [F2]Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer.
- [F3]Represents shares of Class A Common Stock previously acquired by Ms. Guggenheim from TPG RE Finance Trust Management, L.P. (the "Manager"), the Issuer's external manager, pursuant to grants made by the Manager to Ms. Guggenheim in accordance with the terms of a compensatory plan adopted by the Manager. Upon vesting, the shares of Class A Common Stock will be delivered to Ms. Guggenheim.