ESL INVESTMENTS, INC. 4
Accession 0000899243-18-023868
Filed
Sep 4, 8:00 PM ET
Accepted
Sep 5, 6:01 PM ET
Size
30.7 KB
Accession
0000899243-18-023868
Insider Transaction Report
- Award
Common Stock, par value $0.01 per share
2018-08-31+159,574→ 33,515,786 total
- 150,124(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 193,341(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 20,192,514(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- Award
Common Stock, par value $0.01 per share
2018-08-31+159,574→ 33,515,786 total
- 150,124(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 193,341(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 20,192,514(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- Award
Common Stock, par value $0.01 per share
2018-08-31+159,574→ 33,515,786 total
- 20,192,514(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 150,124(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 193,341(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- Award
Common Stock, par value $0.01 per share
2018-08-31+159,574→ 33,515,786 total
- 150,124(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 20,192,514(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 193,341(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- Award
Common Stock, par value $0.01 per share
2018-08-31+159,574→ 33,515,786 total
- 20,192,514(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 150,124(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 193,341(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- Award
Common Stock, par value $0.01 per share
2018-08-31+159,574→ 33,515,786 total
- 20,192,514(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 193,341(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 150,124(indirect: See Footnotes)
Common Stock, par value $0.01 per share
Footnotes (8)
- [F1]Represents shares of common stock of Sears Holdings Corporation (the "Issuer"), par value $0.01 per share ("Shares"), granted to Edward S. Lampert under Sears Holdings Corporation 2013 Stock Plan, as amended.
- [F2]This statement is jointly filed by and on behalf of each of Mr. Lampert, ESL Partners, L.P. ("Partners"), SPE I Partners, LP ("SPE I"), SPE Master I, LP ("SPE Master I"), RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert, Partners, SPE I, and SPE Master I are the direct beneficial owners of the securities covered by this statement.
- [F3]RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners, SPE I, and SPE Master I. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer, and Director of, and may be deemed to beneficially own securities owned by, ESL.
- [F4]The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
- [F5]The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
- [F6]Represents Shares directly beneficially owned by Partners.
- [F7]Represents Shares directly beneficially owned by SPE I.
- [F8]Represents Shares directly beneficially owned by SPE Master I.
Issuer
SEARS HOLDINGS CORP
CIK 0001310067
Related Parties
1- filerCIK 0001126396
Filing Metadata
- Form type
- 4
- Filed
- Sep 4, 8:00 PM ET
- Accepted
- Sep 5, 6:01 PM ET
- Size
- 30.7 KB