Gnau Scott E 4
4 · Hortonworks, Inc. · Filed Oct 11, 2018
Insider Transaction Report
Form 4
Gnau Scott E
Chief Technology Officer
Transactions
- Sale
Common Stock
2018-10-09$22.58/sh−6,875$155,238→ 342,200 total
Footnotes (3)
- [F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- [F2]Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $22.32 to $22.96 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.
- [F3]Reflects an adjusted total, which includes a purchase of 99 shares under the Hortonworks, Inc. 2014 Employee Stock Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(c).