4//SEC Filing
Cunningham Jeffrey L 4
Accession 0000899243-18-028598
CIK 0001676479other
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 4:33 PM ET
Size
13.6 KB
Accession
0000899243-18-028598
Insider Transaction Report
Form 4
Cunningham Jeffrey L
Director
Transactions
- Exercise of In-Money
Common Stock
2018-11-07$4.02/sh+34,568$138,963→ 83,880 total - Exercise of In-Money
Stock Option (right to purchase)
2018-11-07−34,568→ 124,512 totalExercise: $4.02From: 2011-12-15Exp: 2020-12-15→ Common Stock (34,568 underlying) - Exercise of In-Money
Stock Option (right to purchase)
2018-11-07−124,512→ 0 totalExercise: $4.02From: 2011-12-15Exp: 2020-12-15→ Common Stock (124,512 underlying) - Exercise of In-Money
Common Stock
2018-11-07$4.02/sh+124,512$500,538→ 208,392 total
Holdings
- 17,897(indirect: By Athens Employee Stock Ownership Plan)
Common Stock
- 89,559(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Pursuant to the Agreement and Plan of Merger, dated June 11, 2018 (the "Merger Agreement"), by and between CapStar Financial Holdings, Inc. ("CapStar") and Athens Bancshares Corporation ("Athens"), each share held in the Athens Employee Stock Option Plan ("ESOP") was converted into the right to receive 2.864 shares of CapStar common stock. As of the date of this Form 4, the final number of ESOP shares allocable to the reporting person are not yet available. Accordingly, set forth above is the estimate of the number of shares of CapStar common stock known to be beneficially owned by the reporting person at this time. The reporting person will report the final stock ownership numbers once they are determined. Additionally, although the ESOP has technically been terminated, the ESOP shares have not yet been transferred to a new account due to administrative processing of transfer documentation.
- [F2]Pursuant to the Merger Agreement, each share held in the Athens 401(k) Plan was also converted into the right to receive 2.864 shares of CapStar common stock. Although the Athens 401(k) has technically been terminated, as of the date of this Form 4, the 89,559 shares in the 401(k) Plan have not yet been transferred to a new account due to administrative processing of transfer documentation.
- [F3]These options vested in approximately five equal installments beginning on the first anniversary of the December 15, 2010 grant date.
Documents
Issuer
CapStar Financial Holdings, Inc.
CIK 0001676479
Entity typeother
Related Parties
1- filerCIK 0001472966
Filing Metadata
- Form type
- 4
- Filed
- Nov 8, 7:00 PM ET
- Accepted
- Nov 9, 4:33 PM ET
- Size
- 13.6 KB