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SIFCO INDUSTRIES INC·4

Dec 18, 5:16 PM ET

Smith Hudson 4

4 · SIFCO INDUSTRIES INC · Filed Dec 18, 2018

Insider Transaction Report

Form 4
Period: 2018-12-17
SIFCO INDUSTRIES INCSIF
SMITH HUDSON D
Director
Transactions
  • Gift

    Voting Trust Certificates

    2018-12-17−6,000→ 60,820 total
  • Purchase

    SIFCO Industries, Inc. Common Stock

    2018-12-17$3.45/sh+2,000$6,897→ 4,400 total(indirect: By Spouse)
Holdings

  • SIFCO Industries, Inc. Common Stock

    17,464

  • Voting Trust Certificates

    (indirect: By Trust)
    121,678

  • Voting Trust Certificates

    (indirect: By Spouse)
    6,255

  • Voting Trust Certificates

    (indirect: By Trust)
    57,068
Footnotes (4)
  • [F1]Voting Trust Certificates are for common stock of SIFCO Industries, Inc.
  • [F2]Represents six gifts of Voting Trust Certificates each representing 1,000 shares of common stock of SIFCO Industries, Inc. to the Reporting Person's grandchildren, as follows: (i) Hudson Smith, Jr., Custodian for Peyton Smith; (ii) Hudson Smith, Jr., Custodian for Charlotte Smith; (iii) Hudson Smith, Jr., Custodian for Whitney Smith; (iv) Cynthia R. Champ, Custodian for Elise Day Champ; (v) Cynthia R. Champ, Custodian for William Champ, Jr.; and (vi) Cynthia R. Champ, Custodian for Hudson Graham Champ.
  • [F3]Held in trust by Trustee of the Charles H. Smith, Jr. Irrevocable Trust.
  • [F4]Held in Trust by the Trustee of the R. Smith Irrevocable Trust.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION